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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.B icon
201
Brown-Forman Class B
BF.B
$13.1B
$3.8M 0.12%
157,041
+238
+0.2% +$5.58K
ENLK
202
DELISTED
EnLink Midstream Partners, LP
ENLK
$3.8M 0.12%
137,635
-2,550
-2% -$63.1K
ZTS icon
203
Zoetis
ZTS
$30B
$3.79M 0.12%
115,914
-16,232
-12% -$518K
MWE
204
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$3.79M 0.12%
57,283
+13,927
+32% +$966K
TYG
205
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$3.76M 0.12%
19,732
+153
+0.8% +$28.8K
DISCK
206
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3.76M 0.12%
89,754
+330
+0.4% +$12.9K
VLO icon
207
Valero Energy
VLO
$85.9B
$3.76M 0.12%
74,600
-25,163
-25% -$1.06M
CRM icon
208
Salesforce
CRM
$158B
$3.69M 0.12%
66,807
+5,177
+8% +$277K
ADP icon
209
Automatic Data Processing
ADP
$108B
$3.65M 0.12%
51,518
+189
+0.4% +$12.7K
MS icon
210
Morgan Stanley
MS
$340B
$3.56M 0.11%
113,696
-21,109
-16% -$628K
GG
211
DELISTED
Goldcorp Inc
GG
$3.54M 0.11%
163,317
+152,286
+1,381% +$3.58M
OAK
212
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$3.53M 0.11%
59,945
+5,606
+10% +$312K
OVV icon
213
Ovintiv
OVV
$16.4B
$3.5M 0.11%
38,842
-1,606
-4% -$146K
BX icon
214
Blackstone
BX
$110B
$3.49M 0.11%
112,809
-441
-0.4% -$12K
LQD icon
215
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$3.44M 0.11%
30,091
+1,218
+4% +$139K
NLY icon
216
Annaly Capital Management
NLY
$17.4B
$3.43M 0.11%
85,982
-45,744
-35% -$1.99M
GIS icon
217
General Mills
GIS
$19.7B
$3.42M 0.11%
68,438
-9,139
-12% -$455K
CL icon
218
Colgate-Palmolive
CL
$74.4B
$3.41M 0.11%
52,212
-223
-0.4% -$14.3K
SYK icon
219
Stryker
SYK
$130B
$3.4M 0.11%
45,326
-585
-1% -$42.7K
XPO icon
220
XPO
XPO
$23.7B
$3.4M 0.11%
+374,548
New +$2.89M
CWB icon
221
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$3.39M 0.11%
72,621
+30,251
+71% +$1.39M
SNTS
222
DELISTED
SANTARUS INC
SNTS
$3.38M 0.11%
+105,591
New +$2.97M
GWW icon
223
W.W. Grainger
GWW
$60.2B
$3.36M 0.11%
13,146
+130
+1% +$33.8K
HRL icon
224
Hormel Foods
HRL
$13.8B
$3.35M 0.11%
148,416
+22,310
+18% +$489K
WMB icon
225
Williams Companies
WMB
$86.1B
$3.35M 0.11%
86,780
-3,761
-4% -$135K
7 8
9
10 11

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.