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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGV icon
176
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$6M 0.13%
84,675
+1,190
+1% +$78.8K
CBSH icon
177
Commerce Bancshares
CBSH
$8.41B
$5.99M 0.13%
116,443
-1,833
-2% -$88.8K
INTU icon
178
Intuit
INTU
$91.5B
$5.96M 0.13%
15,699
+1,325
+9% +$465K
ETN icon
179
Eaton
ETN
$173B
$5.92M 0.12%
49,239
+3,869
+9% +$437K
CSX icon
180
CSX Corp
CSX
$92.8B
$5.9M 0.12%
194,910
-14,253
-7% -$409K
CNC icon
181
Centene
CNC
$32.9B
$5.87M 0.12%
97,806
+17,813
+22% +$1.13M
D icon
182
Dominion Energy
D
$59.1B
$5.85M 0.12%
77,764
-7,662
-9% -$609K
ARKK icon
183
ARK Innovation ETF
ARKK
$6.37B
$5.82M 0.12%
46,755
-518
-1% -$56.2K
GDX icon
184
VanEck Gold Miners ETF
GDX
$27.6B
$5.81M 0.12%
161,265
-25,099
-13% -$937K
DG icon
185
Dollar General
DG
$27B
$5.8M 0.12%
27,600
+2,332
+9% +$498K
KSU
186
DELISTED
Kansas City Southern
KSU
$5.79M 0.12%
28,379
+497
+2% +$93.3K
VLO icon
187
Valero Energy
VLO
$90.7B
$5.76M 0.12%
101,860
-53,514
-34% -$2.63M
TJX icon
188
TJX Companies
TJX
$175B
$5.76M 0.12%
84,301
+1,153
+1% +$70.1K
TLT icon
189
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$5.72M 0.12%
36,291
+17,817
+96% +$2.83M
BDX icon
190
Becton Dickinson
BDX
$48.9B
$5.7M 0.12%
23,339
-208
-0.9% -$48.5K
CME icon
191
CME Group
CME
$94.8B
$5.67M 0.12%
31,115
-798
-3% -$136K
J icon
192
Jacobs Solutions
J
$17.2B
$5.63M 0.12%
62,453
-699
-1% -$59.2K
APD icon
193
Air Products & Chemicals
APD
$68.6B
$5.63M 0.12%
20,592
+87
+0.4% +$24.5K
PPG icon
194
PPG Industries
PPG
$25.7B
$5.6M 0.12%
38,831
+12,005
+45% +$1.67M
BCE icon
195
BCE
BCE
$21B
$5.59M 0.12%
130,601
+8,319
+7% +$356K
ROK icon
196
Rockwell Automation
ROK
$48.3B
$5.57M 0.12%
22,214
+2,651
+14% +$648K
AGG icon
197
iShares Core US Aggregate Bond ETF
AGG
$137B
$5.55M 0.12%
46,924
-651
-1% -$76.7K
GSY icon
198
Invesco Ultra Short Duration ETF
GSY
$3.87B
$5.51M 0.12%
108,873
+3,448
+3% +$174K
FDN icon
199
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$5.49M 0.12%
25,871
-404
-2% -$81.7K
CB icon
200
Chubb
CB
$134B
$5.47M 0.12%
35,508
-4,350
-11% -$610K
6 7
8
9 10

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.