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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
176
DELISTED
Marathon Oil Corporation
MRO
$4.55M 0.15%
128,754
-4,728
-4% -$169K
MIC
177
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4.55M 0.15%
83,518
+502
+0.6% +$27.3K
PNR icon
178
Pentair
PNR
$11B
$4.52M 0.14%
86,643
-5,547
-6% -$258K
COV
179
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$4.44M 0.14%
65,262
+5,598
+9% +$364K
MCHP icon
180
Microchip Technology
MCHP
$46B
$4.43M 0.14%
197,950
-109,404
-36% -$2.29M
EWJ icon
181
iShares MSCI Japan ETF
EWJ
$23B
$4.42M 0.14%
91,022
+7,165
+9% +$341K
NSC icon
182
Norfolk Southern
NSC
$75.1B
$4.42M 0.14%
47,579
-10,763
-18% -$924K
MUR icon
183
Murphy Oil
MUR
$4.78B
$4.39M 0.14%
67,616
-532
-0.8% -$33.4K
KMI icon
184
Kinder Morgan
KMI
$68.7B
$4.35M 0.14%
120,734
+184
+0.2% +$6.45K
EPP icon
185
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$4.31M 0.14%
92,148
-101,399
-52% -$4.89M
DXJ icon
186
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$4.3M 0.14%
84,559
+44,989
+114% +$2.19M
BN icon
187
Brookfield
BN
$108B
$4.26M 0.14%
468,428
+5,856
+1% +$53.3K
GM icon
188
General Motors
GM
$76.8B
$4.22M 0.13%
103,156
+6,272
+6% +$237K
BLK icon
189
Blackrock
BLK
$176B
$4.17M 0.13%
13,170
+793
+6% +$237K
AVHI
190
DELISTED
A V Homes, Inc.
AVHI
$4.16M 0.13%
229,016
+52,570
+30% +$983K
VGK icon
191
Vanguard FTSE Europe ETF
VGK
$31.4B
$4.12M 0.13%
70,121
+24,437
+53% +$1.38M
BKLN icon
192
Invesco Senior Loan ETF
BKLN
$6.81B
$4.11M 0.13%
165,028
-217,184
-57% -$5.39M
CMCSK
193
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$4.11M 0.13%
82,290
+4,300
+6% +$215K
GS icon
194
Goldman Sachs
GS
$303B
$4.08M 0.13%
23,043
+964
+4% +$159K
NI icon
195
NiSource
NI
$20.4B
$4.06M 0.13%
314,208
+10,203
+3% +$126K
EWU icon
196
iShares MSCI United Kingdom ETF
EWU
$4.16B
$4.03M 0.13%
+96,565
New +$3.89M
ELV icon
197
Elevance Health
ELV
$85.5B
$4M 0.13%
43,267
-22,648
-34% -$2.01M
CB icon
198
Chubb
CB
$135B
$3.99M 0.13%
38,543
+11,179
+41% +$1.1M
NEM icon
199
Newmont
NEM
$119B
$3.92M 0.13%
170,399
+32,786
+24% +$842K
ABEV icon
200
Ambev
ABEV
$46.4B
$3.8M 0.12%
+517,639
New +$3.78M
6 7
8
9 10

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.