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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
151
DELISTED
Praxair Inc
PX
$5.3M 0.17%
40,730
+1,756
+5% +$219K
AGN
152
DELISTED
Allergan plc
AGN
$5.21M 0.17%
31,040
+5,020
+19% +$785K
LVS icon
153
Las Vegas Sands
LVS
$29.6B
$5.13M 0.16%
65,045
+175
+0.3% +$12.6K
UPS icon
154
United Parcel Service
UPS
$88.9B
$5.13M 0.16%
48,814
-4,480
-8% -$441K
YUM icon
155
Yum! Brands
YUM
$41.1B
$5.12M 0.16%
94,182
+56,350
+149% +$2.9M
CBI
156
DELISTED
Chicago Bridge & Iron Nv
CBI
$5.05M 0.16%
60,720
+4,165
+7% +$316K
CELG
157
DELISTED
Celgene Corp
CELG
$5.03M 0.16%
59,502
-1,792
-3% -$142K
XLF icon
158
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$5.01M 0.16%
261,236
-124,563
-32% -$2.29M
CSX icon
159
CSX Corp
CSX
$93.1B
$5M 0.16%
521,673
+15,219
+3% +$136K
XLP icon
160
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$4.96M 0.16%
115,522
-77,561
-40% -$3.27M
BCE icon
161
BCE
BCE
$21.2B
$4.96M 0.16%
114,539
+4,680
+4% +$204K
KEY icon
162
KeyCorp
KEY
$24.4B
$4.95M 0.16%
368,825
-11,115
-3% -$141K
BDX icon
163
Becton Dickinson
BDX
$48.2B
$4.92M 0.16%
45,658
-3,693
-7% -$383K
KRFT
164
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$4.91M 0.16%
91,075
-1,477
-2% -$78.9K
CMCSA icon
165
Comcast
CMCSA
$90B
$4.9M 0.16%
188,598
-47,948
-20% -$1.15M
ORCL icon
166
Oracle
ORCL
$423B
$4.87M 0.16%
127,348
+4,031
+3% +$139K
SHV icon
167
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$4.86M 0.16%
44,033
+306
+0.7% +$33.7K
EQNR icon
168
Equinor
EQNR
$92.4B
$4.85M 0.16%
201,194
-2,187
-1% -$50.5K
DST
169
DELISTED
DST Systems Inc.
DST
$4.83M 0.15%
106,400
-1,000
-0.9% -$42.5K
UNP icon
170
Union Pacific
UNP
$174B
$4.81M 0.15%
57,290
-4,856
-8% -$385K
PAA icon
171
Plains All American Pipeline
PAA
$16.1B
$4.81M 0.15%
92,840
+20,675
+29% +$1.06M
VNQ icon
172
Vanguard Real Estate ETF
VNQ
$39B
$4.79M 0.15%
74,228
+5,686
+8% +$380K
EMC
173
DELISTED
EMC CORPORATION
EMC
$4.69M 0.15%
186,530
-35,833
-16% -$868K
KMP
174
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$4.63M 0.15%
57,364
+8,145
+17% +$657K
NVS icon
175
Novartis
NVS
$297B
$4.58M 0.15%
63,560
+1,053
+2% +$73.2K
5 6
7
8 9

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.