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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSN
1501
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-64,969
Closed -$783K
FST
1502
DELISTED
FOREST OIL CORPORATION
FST
– –
-17,500
Closed -$107K
KOG
1503
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-32,957
Closed -$397K
QRE
1504
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-11,600
Closed -$188K
BNNY
1505
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
– –
-5,169
Closed -$254K
FURX
1506
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
– –
-9,475
Closed -$417K
PACR
1507
DELISTED
PACER INTL INC TENN
PACR
– –
-14,989
Closed -$93K
COLE
1508
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-10,500
Closed -$129K
LIFE
1509
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-5,214
Closed -$391K
FLOW
1510
DELISTED
FLOW INTL CORP
FLOW
– –
-33,443
Closed -$133K
ELN
1511
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-300,176
Closed -$4.68M
MAKO
1512
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-35,506
Closed -$1.05M
VELT
1513
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
– –
-100,000
Closed -$36K
LCC
1514
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-30,042
Closed -$570K
ARK
1515
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
– –
-24,752
Closed -$98K
SHFL
1516
DELISTED
SHFL ENTMT INC
SHFL
– –
-15,857
Closed -$364K
NTSC
1517
DELISTED
NATL TECHNICAL SYS INC
NTSC
– –
-13,108
Closed -$300K
GM.PRB
1518
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-8,200
Closed -$411K
EDG
1519
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
– –
-11,000
Closed -$84K
HYV
1520
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
– –
-18,218
Closed -$221K
NYX
1521
DELISTED
NYSE EURONEXT INC
NYX
– –
-6,260
Closed -$263K
ABV
1522
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-113,409
Closed -$4.35M
LSE
1523
DELISTED
CAPLEASE, INC
LSE
– –
-28,100
Closed -$239K
SKS
1524
DELISTED
SAKS INCORPORATED
SKS
– –
-40,992
Closed -$653K
DELL
1525
DELISTED
DELL INC
DELL
– –
-34,317
Closed -$472K
58 59 60
61
62

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.