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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVRD
1476
Tvardi Therapeutics
TVRD
$22M
– –
-476
Closed -$156K
EDR
1477
DELISTED
Endeavor Group Holdings, Inc.
EDR
– –
-14,450
Closed -$297K
AY
1478
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-6,717
Closed -$217K
ORAN
1479
DELISTED
Orange
ORAN
– –
-29,870
Closed -$352K
AIRC
1480
DELISTED
Apartment Income REIT Corp.
AIRC
– –
-5,283
Closed -$220K
NSL
1481
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-24,435
Closed -$117K
XM
1482
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-68,615
Closed -$858K
BBBY
1483
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-24,463
Closed -$122K
ATCO
1484
DELISTED
Atlas Corp.
ATCO
– –
-31,300
Closed -$335K
IVH
1485
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-13,100
Closed -$134K
CLR
1486
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-7,394
Closed -$483K
IS
1487
DELISTED
ironSource Ltd.
IS
– –
-20,800
Closed -$50K
SHLX
1488
DELISTED
Shell Midstream Partners, L.P.
SHLX
– –
-24,200
Closed -$340K
GBT
1489
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-12,764
Closed -$408K
AVGOP
1490
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-162
Closed -$244K
MNDT
1491
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-46,310
Closed -$1.01M
SNP
1492
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-7,470
Closed -$335K
ACC
1493
DELISTED
American Campus Communities, Inc.
ACC
– –
-7,451
Closed -$480K
SAFM
1494
DELISTED
Sanderson Farms Inc
SAFM
– –
-1,541
Closed -$332K
CPI
1495
DELISTED
CPI Inflation Hedged ETF
CPI
– –
-26,294
Closed -$672K
56 57 58 59
60

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.