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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCLR
1476
DELISTED
Oclaro Inc.
OCLR
– –
-180,057
Closed -$319K
FCE.A
1477
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-18,872
Closed -$357K
ARII
1478
DELISTED
American Railcar Industries, Inc.
ARII
– –
-6,545
Closed -$256K
DFBG
1479
DELISTED
Differential Brands Group Inc
DFBG
– –
-1,000
Closed -$32K
PRKR
1480
DELISTED
Parkervision Inc
PRKR
– –
-1,150
Closed -$38K
JASO
1481
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-19,750
Closed -$201K
CEI
1482
DELISTED
Camber Energy, Inc
CEI
– –
0
– -$12K
UNXL
1483
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-21,600
Closed -$382K
JNS
1484
DELISTED
Janus Capital Group Inc
JNS
– –
-63,850
Closed -$543K
BLOX
1485
DELISTED
Infoblox Inc
BLOX
– –
-6,001
Closed -$251K
FLTX
1486
DELISTED
Fleetmatics Group PLC
FLTX
– –
-20,000
Closed -$751K
RBS.PRT
1487
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
– –
-9,200
Closed -$217K
EJ
1488
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-13,032
Closed -$111K
WY.PRA
1489
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-20,280
Closed -$1.07M
ZINC
1490
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
-118,925
Closed -$1.48M
MDAS
1491
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-9,165
Closed -$233K
GDP
1492
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-24,266
Closed -$589K
SFY
1493
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-35,300
Closed -$403K
NOR
1494
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
– –
-1,500
Closed -$26K
GTI
1495
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-50,450
Closed -$426K
GEVA
1496
DELISTED
SYNAGEVA BIOPHARMA CORP COM STK (DE)
GEVA
– –
-4,000
Closed -$254K
SLXP
1497
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
– –
-16,872
Closed -$1.13M
MWIV
1498
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
– –
-1,617
Closed -$242K
VOLC
1499
DELISTED
VOLCANO CORPORATION COM STK
VOLC
– –
-43,739
Closed -$1.05M
KWK
1500
DELISTED
QUICKSILVER RESOURCES INC
KWK
– –
-10,000
Closed -$20K
58 59
60
61 62

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.