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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
126
Union Pacific
UNP
$174B
$8.66M 0.18%
42,537
+3,672
+9% +$800K
UPS icon
127
United Parcel Service
UPS
$89.1B
$8.64M 0.18%
55,410
+6,327
+13% +$1.09M
CMCSA icon
128
Comcast
CMCSA
$89.4B
$8.63M 0.18%
194,725
+4,620
+2% +$206K
CP icon
129
Canadian Pacific Kansas City
CP
$79.6B
$8.62M 0.18%
115,890
-5,953
-5% -$472K
NVGS icon
130
Navigator Holdings
NVGS
$1.25B
$8.57M 0.18%
580,176
-5,000
-0.9% -$69K
DIA icon
131
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$8.49M 0.18%
25,333
+3,714
+17% +$1.29M
AMAT icon
132
Applied Materials
AMAT
$415B
$8.4M 0.17%
60,648
+2,405
+4% +$345K
DE icon
133
Deere & Co
DE
$164B
$8.36M 0.17%
22,153
-4,626
-17% -$1.91M
GD icon
134
General Dynamics
GD
$107B
$8.25M 0.17%
37,357
+523
+1% +$116K
SPGP icon
135
Invesco S&P 500 GARP ETF
SPGP
$2.32B
$8.13M 0.17%
89,107
+8,104
+10% +$755K
LIN icon
136
Linde
LIN
$227B
$8.09M 0.17%
21,725
+81
+0.4% +$30.8K
AZO icon
137
AutoZone
AZO
$50.1B
$8.04M 0.17%
3,166
+20
+0.6% +$50.2K
TOK icon
138
iShares MSCI Kokusai Fund
TOK
$257M
$8.02M 0.17%
90,077
+22,551
+33% +$2.08M
VCSH icon
139
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$7.98M 0.16%
106,147
-13,240
-11% -$999K
IIIN icon
140
Insteel Industries
IIIN
$626M
$7.97M 0.16%
245,467
-2,611
-1% -$83.8K
CWB icon
141
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$7.9M 0.16%
116,568
-3,033
-3% -$211K
AMT icon
142
American Tower
AMT
$78.8B
$7.85M 0.16%
47,760
-304
-0.6% -$55.5K
VWO icon
143
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$7.82M 0.16%
199,485
-17,746
-8% -$724K
PXD
144
DELISTED
Pioneer Natural Resource Co.
PXD
$7.78M 0.16%
33,893
+7,776
+30% +$1.77M
VIG icon
145
Vanguard Dividend Appreciation ETF
VIG
$114B
$7.76M 0.16%
49,931
+700
+1% +$113K
ADI icon
146
Analog Devices
ADI
$187B
$7.68M 0.16%
43,837
-1,067
-2% -$197K
ILMN icon
147
Illumina
ILMN
$29B
$7.63M 0.16%
57,162
-1,890
-3% -$311K
EHC icon
148
Encompass Health
EHC
$12.5B
$7.62M 0.16%
113,501
+10,958
+11% +$754K
MOAT icon
149
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$7.62M 0.16%
100,478
+11,420
+13% +$909K
RRX icon
150
Regal Rexnord
RRX
$11.5B
$7.6M 0.16%
53,226
+2,642
+5% +$407K
4 5
6
7 8

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.