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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
126
NextEra Energy
NEE
$177B
$6.3M 0.2%
294,516
+48,104
+20% +$1.01M
IXJ icon
127
iShares Global Healthcare ETF
IXJ
$4.18B
$6.16M 0.2%
143,168
-538
-0.4% -$22.4K
WMT icon
128
Walmart Inc
WMT
$890B
$6.15M 0.2%
234,480
+3,033
+1% +$78.3K
AMZN icon
129
Amazon
AMZN
$2.96T
$6.13M 0.2%
307,520
+15,160
+5% +$273K
AMT icon
130
American Tower
AMT
$80.4B
$6.03M 0.19%
75,565
+8,927
+13% +$693K
AZZ icon
131
AZZ Inc
AZZ
$4.54B
$6.02M 0.19%
123,250
-100
-0.1% -$4.54K
CLB icon
132
Core Laboratories
CLB
$521M
$5.97M 0.19%
31,245
– –
EFV icon
133
iShares MSCI EAFE Value ETF
EFV
$29.4B
$5.96M 0.19%
104,248
-62,784
-38% -$3.52M
V icon
134
Visa
V
$677B
$5.96M 0.19%
107,072
+5,124
+5% +$258K
ESRX
135
DELISTED
Express Scripts Holding Company
ESRX
$5.95M 0.19%
84,741
-4,818
-5% -$315K
TGT icon
136
Target
TGT
$68B
$5.93M 0.19%
93,669
+7,639
+9% +$488K
PEG icon
137
Public Service Enterprise Group
PEG
$37.7B
$5.9M 0.19%
184,146
+2,379
+1% +$78.7K
BAX icon
138
Baxter International
BAX
$14.2B
$5.84M 0.19%
154,486
+64,117
+71% +$2.33M
IWN icon
139
iShares Russell 2000 Value ETF
IWN
$14.6B
$5.79M 0.19%
58,212
+36,684
+170% +$3.5M
IBB icon
140
iShares Biotechnology ETF
IBB
$9.77B
$5.65M 0.18%
74,685
+1,962
+3% +$139K
TEVA icon
141
Teva Pharmaceuticals
TEVA
$41.2B
$5.59M 0.18%
139,464
+13,735
+11% +$541K
NFLX icon
142
Netflix
NFLX
$309B
$5.58M 0.18%
1,061,760
+83,580
+9% +$410K
AGN
143
DELISTED
Allergan Inc
AGN
$5.58M 0.18%
50,222
+3,193
+7% +$305K
FIG
144
DELISTED
Fortress Investment Group Llc
FIG
$5.5M 0.18%
642,113
+103,511
+19% +$848K
LGCY
145
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$5.47M 0.17%
194,165
+9,945
+5% +$274K
MENT
146
DELISTED
Mentor Graphics Corp
MENT
$5.44M 0.17%
225,907
-8,164
-3% -$184K
USB icon
147
US Bancorp
USB
$99.6B
$5.38M 0.17%
133,175
-8,524
-6% -$327K
SHY icon
148
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$5.34M 0.17%
63,251
-382
-0.6% -$32.3K
CB
149
DELISTED
CHUBB CORPORATION
CB
$5.33M 0.17%
55,169
-5,071
-8% -$473K
HON icon
150
Honeywell
HON
$78B
$5.31M 0.17%
64,630
-24,597
-28% -$1.92M
4 5
6
7 8

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.