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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNR icon
1451
RenaissanceRe
RNR
$13.2B
– –
-3,912
Closed -$730K
SCCO icon
1452
Southern Copper
SCCO
$167B
– –
-18,961
Closed -$1.26M
SDGR icon
1453
Schrodinger
SDGR
$1.4B
– –
-4,385
Closed -$219K
SGRY icon
1454
Surgery Partners
SGRY
$2.09B
– –
-10,835
Closed -$487K
SHLS icon
1455
Shoals Technologies Group
SHLS
$1.44B
– –
-22,783
Closed -$582K
SKY icon
1456
Champion Homes
SKY
$5.05B
– –
-3,415
Closed -$224K
SNAP icon
1457
Snap
SNAP
$9.05B
– –
-10,429
Closed -$123K
SNN icon
1458
Smith & Nephew
SNN
$12.6B
– –
-11,642
Closed -$375K
SPHB icon
1459
Invesco S&P 500 High Beta ETF
SPHB
$926M
– –
-5,519
Closed -$422K
SPOT icon
1460
Spotify
SPOT
$105B
– –
-1,489
Closed -$239K
SUSA icon
1461
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
– –
-3,050
Closed -$286K
TDW icon
1462
Tidewater
TDW
$4.46B
– –
-4,713
Closed -$261K
TECK icon
1463
Teck Resources
TECK
$32.8B
– –
-15,998
Closed -$674K
TLS icon
1464
Telos
TLS
$302M
– –
-60,971
Closed -$156K
TM icon
1465
Toyota
TM
$224B
– –
-5,415
Closed -$870K
TOST icon
1466
Toast
TOST
$20.6B
– –
-14,283
Closed -$322K
UAL icon
1467
United Airlines
UAL
$40.2B
– –
-6,953
Closed -$382K
UMH
1468
UMH Properties
UMH
$1.34B
– –
-12,763
Closed -$204K
UUP icon
1469
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
– –
-14,059
Closed -$399K
VABK icon
1470
Virginia National Bankshares
VABK
$254M
– –
-6,609
Closed -$212K
VCLT icon
1471
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
– –
-2,649
Closed -$208K
VIOO icon
1472
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.3B
– –
-20,578
Closed -$1.89M
VPL icon
1473
Vanguard FTSE Pacific ETF
VPL
$8.36B
– –
-3,113
Closed -$217K
VUSB icon
1474
Vanguard Ultra-Short Bond ETF
VUSB
$9.33B
– –
-4,133
Closed -$203K
VVR icon
1475
Invesco Senior Income Trust
VVR
$459M
– –
-16,000
Closed -$61.6K
56 57 58
59
60

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.