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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBR icon
1426
KBR
KBR
$4.83B
– –
-5,481
Closed -$357K
KIO
1427
KKR Income Opportunities Fund
KIO
$459M
– –
-14,733
Closed -$171K
LMND icon
1428
Lemonade
LMND
$4.08B
– –
-11,734
Closed -$198K
LVS icon
1429
Las Vegas Sands
LVS
$29.4B
– –
-6,828
Closed -$396K
MASI
1430
DELISTED
Masimo
MASI
– –
-5,415
Closed -$891K
MNKD icon
1431
MannKind Corp
MNKD
$1.26B
– –
-19,500
Closed -$79.4K
MNST icon
1432
Monster Beverage
MNST
$89.6B
– –
-9,124
Closed -$262K
MP icon
1433
MP Materials
MP
$9.74B
– –
-9,351
Closed -$214K
MTRN icon
1434
Materion
MTRN
$5.83B
– –
-1,830
Closed -$209K
MTZ icon
1435
MasTec
MTZ
$21.5B
– –
-1,953
Closed -$230K
NPFD icon
1436
Nuveen Variable Rate Preferred & Income Fund
NPFD
$447M
– –
-25,145
Closed -$389K
NZF icon
1437
Nuveen Municipal Credit Income Fund
NZF
$2.43B
– –
-11,851
Closed -$138K
OI icon
1438
O-I Glass
OI
$1.08B
– –
-21,925
Closed -$468K
OLLI icon
1439
Ollie's Bargain Outlet
OLLI
$4.8B
– –
-26,199
Closed -$1.52M
OVV icon
1440
Ovintiv
OVV
$17.6B
– –
-88,415
Closed -$3.37M
PEN icon
1441
Penumbra
PEN
$12.8B
– –
-868
Closed -$299K
PERI icon
1442
Perion Network
PERI
$386M
– –
-13,274
Closed -$407K
PHG icon
1443
Philips
PHG
$26.3B
– –
-11,503
Closed -$223K
PODD icon
1444
Insulet
PODD
$9.91B
– –
-2,273
Closed -$655K
PSCI icon
1445
Invesco S&P SmallCap Industrials ETF
PSCI
$194M
– –
-5,748
Closed -$598K
PSMT icon
1446
Pricesmart
PSMT
$5.21B
– –
-33,550
Closed -$2.48M
PZA icon
1447
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
– –
-8,890
Closed -$210K
QQEW icon
1448
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
– –
-5,888
Closed -$629K
RBLX icon
1449
Roblox
RBLX
$26.5B
– –
-6,087
Closed -$245K
RNG icon
1450
RingCentral
RNG
$5.35B
– –
-14,829
Closed -$485K
56 57
58
59 60

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.