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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
1426
Macy's
M
$6.55B
– –
-10,327
Closed -$190K
MDYV icon
1427
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
– –
-3,807
Closed -$230K
MKSI icon
1428
MKS Inc
MKSI
$19.8B
– –
-2,961
Closed -$304K
MMI icon
1429
Marcus & Millichap
MMI
$1.16B
– –
-16,368
Closed -$605K
DFTX
1430
Definium Therapeutics
DFTX
$5.99B
– –
-854
Closed -$8K
NGD
1431
DELISTED
New Gold Inc
NGD
– –
-27,196
Closed -$29K
NLY icon
1432
Annaly Capital Management
NLY
$17.3B
– –
-2,731
Closed -$64K
NML
1433
Neuberger Energy Infrastructure and Income Fund Inc
NML
$589M
– –
-13,600
Closed -$82K
NOVA
1434
DELISTED
Sunnova Energy
NOVA
– –
-26,250
Closed -$484K
NQP
1435
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-17,560
Closed -$214K
ORMP icon
1436
Oramed Pharmaceuticals
ORMP
$175M
– –
-50,000
Closed -$229K
OZK icon
1437
Bank OZK
OZK
$5.63B
– –
-6,549
Closed -$246K
PAG icon
1438
Penske Automotive Group
PAG
$14.2B
– –
-5,286
Closed -$553K
PCT icon
1439
PureCycle Technologies
PCT
$1.46B
– –
-91,225
Closed -$677K
PDD icon
1440
Pinduoduo
PDD
$132B
– –
-7,875
Closed -$487K
PDSB icon
1441
PDS Biotechnology
PDSB
$40.9M
– –
-22,250
Closed -$81K
PK icon
1442
Park Hotels & Resorts
PK
$2.92B
– –
-23,321
Closed -$316K
PPC icon
1443
Pilgrim's Pride
PPC
$6.31B
– –
-10,821
Closed -$338K
PRM icon
1444
Perimeter Solutions
PRM
$5.65B
– –
-15,350
Closed -$166K
PUMP icon
1445
ProPetro Holding
PUMP
$1.43B
– –
-80,199
Closed -$802K
RDN icon
1446
Radian Group
RDN
$4.87B
– –
-178,812
Closed -$3.51M
REM icon
1447
iShares Mortgage Real Estate ETF
REM
$538M
– –
-7,795
Closed -$208K
RIGL icon
1448
Rigel Pharmaceuticals
RIGL
$778M
– –
-4,259
Closed -$48K
RKT icon
1449
Rocket Companies
RKT
$39B
– –
-69,490
Closed -$511K
RPV icon
1450
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
– –
-23,401
Closed -$1.76M
56 57
58
59 60

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.