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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTXS
1426
DELISTED
Citrix Systems Inc
CTXS
– –
-1,494
Closed -$206K
MIC
1427
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-12,427
Closed -$334K
TBIO
1428
DELISTED
Translate Bio, Inc. Common Stock
TBIO
– –
-21,959
Closed -$299K
IBDL
1429
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
– –
-18,358
Closed -$463K
DNKN
1430
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-11,929
Closed -$977K
MR
1431
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-14,200
Closed -$62K
LVGO
1432
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-2,983
Closed -$418K
GARS
1433
DELISTED
Garrison Capital Inc.
GARS
– –
-37,061
Closed -$142K
IMMU
1434
DELISTED
Immunomedics Inc
IMMU
– –
-5,500
Closed -$468K
PDLI
1435
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-13,188
Closed -$42K
MBT
1436
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-76,027
Closed -$664K
JTA
1437
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-10,000
Closed -$80K
UN
1438
DELISTED
Unilever NV New York Registry Shares
UN
– –
-19,678
Closed -$1.19M
54 55 56 57
58

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.