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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STKL
1401
DELISTED
SunOpta
STKL
– –
-21,350
Closed -$158K
STLD icon
1402
Steel Dynamics
STLD
$38B
– –
-12,903
Closed -$369K
TD icon
1403
Toronto Dominion Bank
TD
$201B
– –
-7,334
Closed -$339K
TDY icon
1404
Teledyne Technologies
TDY
$31.5B
– –
-879
Closed -$273K
TW icon
1405
Tradeweb Markets
TW
$22B
– –
-15,836
Closed -$918K
VNRX icon
1406
VolitionRx Ltd
VNRX
$8.37M
– –
-939
Closed -$60K
VRSK icon
1407
Verisk Analytics
VRSK
$23.6B
– –
-2,774
Closed -$514K
WDC icon
1408
Western Digital
WDC
$151B
– –
-17,391
Closed -$481K
WFC.PRL icon
1409
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
– –
-265
Closed -$355K
WMG icon
1410
Warner Music
WMG
$13.3B
– –
-8,200
Closed -$236K
WPRT
1411
Westport Fuel Systems
WPRT
$36.7M
– –
-10,160
Closed -$166K
X
1412
DELISTED
US Steel
X
– –
-36,766
Closed -$270K
XPH icon
1413
State Street SPDR S&P Pharmaceuticals ETF
XPH
$510M
– –
-4,631
Closed -$201K
AIOT
1414
PowerFleet Inc
AIOT
$389M
– –
-35,222
Closed -$198K
VOXX
1415
DELISTED
VOXX International Corporation Class A
VOXX
– –
-16,000
Closed -$123K
BIG
1416
DELISTED
Big Lots, Inc.
BIG
– –
-8,819
Closed -$393K
NBSE
1417
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-690
Closed -$105K
CPE
1418
DELISTED
Callon Petroleum Company
CPE
– –
-11,200
Closed -$54K
FSR
1419
DELISTED
Fisker Inc.
FSR
– –
-16,660
Closed -$240K
RUTH
1420
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
– –
-10,000
Closed -$111K
AGRX
1421
DELISTED
Agile Therapeutics
AGRX
– –
-7
Closed -$42K
CLVS
1422
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-10,717
Closed -$62K
ZEN
1423
DELISTED
ZENDESK INC
ZEN
– –
-2,430
Closed -$250K
AERI
1424
DELISTED
Aerie Pharmaceuticals
AERI
– –
-10,150
Closed -$119K
CHNG
1425
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-16,758
Closed -$243K
54 55 56
57
58

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RCM
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RCMNY
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.