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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
1401
Enbridge
ENB
$112B
– –
-7,285
Closed -$304K
ENS icon
1402
EnerSys
ENS
$6.99B
– –
-28,613
Closed -$1.74M
EQIX icon
1403
Equinix
EQIX
$103B
– –
-2,093
Closed -$384K
ESEA icon
1404
Euroseas
ESEA
$531M
– –
-616
Closed -$61K
ETV
1405
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
– –
-11,000
Closed -$144K
EWA icon
1406
iShares MSCI Australia ETF
EWA
$1.48B
– –
-9,895
Closed -$250K
FANG icon
1407
Diamondback Energy
FANG
$52.7B
– –
-12,001
Closed -$511K
FBIO icon
1408
Fortress Biotech
FBIO
$88.7M
– –
-789
Closed -$83K
FCFS icon
1409
FirstCash
FCFS
$8.78B
– –
-3,726
Closed -$216K
FOXF icon
1410
Fox Factory Holding Corp
FOXF
$886M
– –
-20,000
Closed -$385K
FXN icon
1411
First Trust Energy AlphaDEX Fund
FXN
$368M
– –
-39,094
Closed -$897K
GBX icon
1412
The Greenbrier Companies
GBX
$1.46B
– –
-19,471
Closed -$482K
GDO
1413
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
– –
-15,032
Closed -$267K
GEG icon
1414
Great Elm Group
GEG
$69.3M
– –
-15,906
Closed -$330K
GLNG icon
1415
Golar LNG
GLNG
$5.13B
– –
-18,182
Closed -$685K
GT icon
1416
Goodyear
GT
$1.85B
– –
-10,557
Closed -$237K
IAK icon
1417
iShares US Insurance ETF
IAK
$548M
– –
-6,821
Closed -$293K
IART icon
1418
Integra LifeSciences
IART
$1.34B
– –
-26,092
Closed -$429K
IFN
1419
Aberdeen India Fund
IFN
$504M
– –
-45,883
Closed -$879K
ITA icon
1420
iShares US Aerospace & Defense ETF
ITA
$15B
– –
-4,942
Closed -$227K
ITB icon
1421
iShares US Home Construction ETF
ITB
$2.41B
– –
-170,513
Closed -$3.81M
IXG icon
1422
iShares Global Financials ETF
IXG
$700M
– –
-101,941
Closed -$5.36M
IYG icon
1423
iShares US Financial Services ETF
IYG
$2.2B
– –
-8,556
Closed -$211K
JRS icon
1424
Nuveen Real Estate Income Fund
JRS
$246M
– –
-27,423
Closed -$290K
KYN icon
1425
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
– –
-15,846
Closed -$568K
55 56
57
58 59

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RCMNY
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SIM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.