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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAAU icon
1376
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.66B
– –
-24,852
Closed -$473K
ADT icon
1377
ADT
ADT
$5.49B
– –
-20,634
Closed -$124K
AEHR icon
1378
Aehr Test Systems
AEHR
$3.46B
– –
-8,720
Closed -$360K
ALGM icon
1379
Allegro MicroSystems
ALGM
$7.91B
– –
-5,679
Closed -$256K
ANAB icon
1380
AnaptysBio
ANAB
$1.64B
– –
-23,526
Closed -$479K
BANX
1381
ArrowMark Financial
BANX
$197M
– –
-11,809
Closed -$197K
BEP icon
1382
Brookfield Renewable
BEP
$9.8B
– –
-24,365
Closed -$719K
BMEA icon
1383
Biomea Fusion
BMEA
$92.1M
– –
-12,044
Closed -$264K
BNGO icon
1384
Bionano Genomics
BNGO
$13.3M
– –
-63
Closed -$22.9K
BOX icon
1385
Box
BOX
$4.65B
– –
-16,336
Closed -$480K
BBBY
1386
Bed Bath & Beyond
BBBY
$423M
– –
-19,763
Closed -$585K
CHWY icon
1387
Chewy
CHWY
$9.25B
– –
-15,575
Closed -$615K
CIEN icon
1388
Ciena
CIEN
$54.9B
– –
-7,322
Closed -$311K
CMPS
1389
Compass Pathways
CMPS
$1.78B
– –
-10,366
Closed -$85.8K
CRSR icon
1390
Corsair Gaming
CRSR
$1.48B
– –
-35,862
Closed -$636K
CWEN icon
1391
Clearway Energy Class C
CWEN
$6.78B
– –
-17,598
Closed -$503K
DB icon
1392
Deutsche Bank
DB
$71.9B
– –
-22,415
Closed -$236K
DBA icon
1393
Invesco DB Agriculture Fund
DBA
$1.24B
– –
-50,019
Closed -$1.05M
DDEC icon
1394
FT Vest US Equity Deep Buffer ETF December
DDEC
$435M
– –
-447,632
Closed -$15.1M
DOG
1395
ProShares Short Dow30
DOG
$86.9M
– –
-30,732
Closed -$994K
DT icon
1396
Dynatrace
DT
$14.6B
– –
-7,159
Closed -$368K
DTE icon
1397
DTE Energy
DTE
$28.5B
– –
-2,976
Closed -$327K
DY icon
1398
Dycom Industries
DY
$12B
– –
-7,003
Closed -$796K
EBAY icon
1399
eBay
EBAY
$47.9B
– –
-5,517
Closed -$247K
ELAN icon
1400
Elanco Animal Health
ELAN
$11.1B
– –
-11,398
Closed -$115K
54 55
56
57 58

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.