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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LI icon
1376
Li Auto
LI
$12.4B
– –
-13,329
Closed -$232K
LNTH icon
1377
Lantheus
LNTH
$6.59B
– –
-15,500
Closed -$196K
MBUU icon
1378
Malibu Boats
MBUU
$578M
– –
-9,135
Closed -$453K
MFIC icon
1379
MidCap Financial Investment
MFIC
$799M
– –
-13,166
Closed -$108K
MNKD icon
1380
MannKind Corp
MNKD
$1.27B
– –
-11,700
Closed -$22K
NOV icon
1381
NOV
NOV
$7.47B
– –
-37,151
Closed -$337K
NYT icon
1382
New York Times
NYT
$10.3B
– –
-5,646
Closed -$242K
OTLK icon
1383
Outlook Therapeutics
OTLK
$208M
– –
-500
Closed -$7K
OUT icon
1384
Outfront Media
OUT
$5.3B
– –
-10,306
Closed -$148K
PACB icon
1385
Pacific Biosciences
PACB
$361M
– –
-29,361
Closed -$290K
PAG icon
1386
Penske Automotive Group
PAG
$14.3B
– –
-4,289
Closed -$205K
PD icon
1387
PagerDuty
PD
$928M
– –
-109,336
Closed -$2.96M
PODD icon
1388
Insulet
PODD
$10B
– –
-1,891
Closed -$447K
PPA icon
1389
Invesco Aerospace & Defense ETF
PPA
$8.77B
– –
-10,022
Closed -$559K
PSN icon
1390
Parsons
PSN
$5.16B
– –
-6,350
Closed -$213K
ROAD icon
1391
Construction Partners
ROAD
$6.56B
– –
-14,495
Closed -$264K
RPM icon
1392
RPM International
RPM
$15B
– –
-5,280
Closed -$437K
SAP icon
1393
SAP
SAP
$244B
– –
-2,838
Closed -$442K
SCCO icon
1394
Southern Copper
SCCO
$165B
– –
-4,876
Closed -$202K
SFBS
1395
ServisFirst Bancshares
SFBS
$4.85B
– –
-8,900
Closed -$303K
SKY icon
1396
Champion Homes
SKY
$5.11B
– –
-23,493
Closed -$629K
SLE icon
1397
Super League Enterprise
SLE
$5M
– –
-4
Closed -$70K
SLRC icon
1398
SLR Investment Corp
SLRC
$703M
– –
-17,840
Closed -$283K
SPSB icon
1399
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
– –
-13,835
Closed -$434K
SRLN icon
1400
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
– –
-4,908
Closed -$219K
54 55
56
57 58

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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.