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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEO icon
1376
American Eagle Outfitters
AEO
$3.01B
– –
-15,884
Closed -$222K
ALSN icon
1377
Allison Transmission
ALSN
$9.82B
– –
-58,675
Closed -$1.47M
ALT icon
1378
Altimmune
ALT
$599M
– –
-33
Closed -$21K
ALTO icon
1379
Alto Ingredients
ALTO
$340M
– –
-115,000
Closed -$404K
AMBA icon
1380
Ambarella
AMBA
$3.81B
– –
-11,122
Closed -$217K
ARAY icon
1381
Accuray
ARAY
$34M
– –
-34,000
Closed -$251K
AVAV icon
1382
AeroVironment
AVAV
$9.45B
– –
-12,475
Closed -$288K
AVK
1383
Advent Convertible and Income Fund
AVK
$563M
– –
-12,170
Closed -$209K
BIP icon
1384
Brookfield Infrastructure Partners
BIP
$18B
– –
-17,108
Closed -$258K
BWG
1385
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-16,888
Closed -$283K
BYD icon
1386
Boyd Gaming
BYD
$6.06B
– –
-10,700
Closed -$151K
CAMT icon
1387
Camtek
CAMT
$7.25B
– –
-28,149
Closed -$48K
CHRD icon
1388
Chord Energy
CHRD
$7.39B
– –
-5,008
Closed -$246K
CIEN icon
1389
Ciena
CIEN
$58.4B
– –
-11,722
Closed -$293K
CLAR icon
1390
Clarus
CLAR
$143M
– –
-21,144
Closed -$256K
CODI icon
1391
Compass Diversified
CODI
$828M
– –
-18,059
Closed -$322K
CPSS icon
1392
Consumer Portfolio Services
CPSS
$206M
– –
-10,879
Closed -$65K
CSTE icon
1393
Caesarstone
CSTE
$79.5M
– –
-43,312
Closed -$1.98M
CVE icon
1394
Cenovus Energy
CVE
$52.1B
– –
-170,690
Closed -$5.09M
DBB icon
1395
Invesco DB Base Metals Fund
DBB
$315M
– –
-14,100
Closed -$236K
DLTR icon
1396
Dollar Tree
DLTR
$25.2B
– –
-3,788
Closed -$217K
DNP icon
1397
DNP Select Income Fund
DNP
$4.09B
– –
-10,934
Closed -$105K
DPZ icon
1398
Domino's
DPZ
$11.6B
– –
-4,225
Closed -$287K
DSS icon
1399
DSS Inc
DSS
$5.13M
– –
-19
Closed -$50K
EAD
1400
Allspring Income Opportunities Fund
EAD
$379M
– –
-39,454
Closed -$355K
54 55
56
57 58

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.