We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KALA icon
1351
KALA BIO
KALA
$14.6M
$13K ﹤0.01%
25
– –
WRN
1352
Western Copper and Gold
WRN
$555M
$13K ﹤0.01%
10,000
– –
PVLA
1353
Palvella Therapeutics
PVLA
$2.19B
$12K ﹤0.01%
131
– –
CD
1354
Chaince Digital Holdings
CD
$227M
$11K ﹤0.01%
11,250
– –
SURF
1355
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$11K ﹤0.01%
10,733
-316
-3% -$505
MTEM
1356
DELISTED
Molecular Templates, Inc.
MTEM
$7K ﹤0.01%
667
– –
NBSE
1357
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$6K ﹤0.01%
788
– –
ORTX
1358
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
$6K ﹤0.01%
1,170
-240
-17% -$1.34K
DMK
1359
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$2K ﹤0.01%
171
– –
AMPE
1360
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$2K ﹤0.01%
83
– –
ACCO icon
1361
Acco Brands
ACCO
$402M
– –
-27,232
Closed -$178K
ACGL icon
1362
Arch Capital
ACGL
$33.5B
– –
-11,249
Closed -$512K
ACHV icon
1363
Achieve Life Sciences
ACHV
$685M
– –
-21,300
Closed -$104K
ADT icon
1364
ADT
ADT
$5.49B
– –
-67,681
Closed -$416K
ALEC icon
1365
Alector
ALEC
$189M
– –
-18,200
Closed -$185K
AOK icon
1366
iShares Core Conservative Allocation ETF
AOK
$791M
– –
-32,732
Closed -$1.13M
AOM icon
1367
iShares Core Moderate Allocation ETF
AOM
$1.77B
– –
-28,869
Closed -$1.13M
AQB icon
1368
AquaBounty Technologies
AQB
$7.05M
– –
-782
Closed -$27K
ARKF icon
1369
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
– –
-33,220
Closed -$514K
ARKG icon
1370
ARK Genomic Revolution ETF
ARKG
$1.78B
– –
-7,801
Closed -$245K
ASEA icon
1371
Global X FTSE Southeast Asia ETF
ASEA
$102M
– –
-255,111
Closed -$3.5M
ASO icon
1372
Academy Sports + Outdoors
ASO
$3.09B
– –
-6,385
Closed -$227K
AVT icon
1373
Avnet
AVT
$7.99B
– –
-7,485
Closed -$321K
AXTA icon
1374
Axalta
AXTA
$8.01B
– –
-92,168
Closed -$2.04M
AZTA icon
1375
Azenta
AZTA
$1.54B
– –
-3,629
Closed -$262K
53 54
55
56 57

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.