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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUI icon
1351
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$716M
– –
-9,242
Closed -$201K
BBBY
1352
Bed Bath & Beyond
BBBY
$428M
– –
-4,084
Closed -$270K
CFG icon
1353
Citizens Financial Group
CFG
$30.5B
– –
-9,827
Closed -$248K
CGC
1354
Canopy Growth
CGC
$426M
– –
-1,190
Closed -$170K
CHW
1355
Calamos Global Dynamic Income Fund
CHW
$556M
– –
-16,534
Closed -$134K
CNQ icon
1356
Canadian Natural Resources
CNQ
$97.7B
– –
-35,621
Closed -$279K
DBA icon
1357
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-21,546
Closed -$318K
DIOD icon
1358
Diodes
DIOD
$4.78B
– –
-4,200
Closed -$237K
DOG
1359
ProShares Short Dow30
DOG
$86.9M
– –
-16,476
Closed -$721K
EBS icon
1360
Emergent Biosolutions
EBS
$225M
– –
-4,240
Closed -$438K
EGHT icon
1361
8x8 Inc
EGHT
$322M
– –
-12,817
Closed -$199K
EHTH icon
1362
eHealth
EHTH
$40M
– –
-2,832
Closed -$224K
EOI
1363
Eaton Vance Enhanced Equity Income Fund
EOI
$827M
– –
-10,359
Closed -$152K
EPR icon
1364
EPR Properties
EPR
$4.59B
– –
-87,807
Closed -$2.42M
EWY icon
1365
iShares MSCI South Korea ETF
EWY
$25.9B
– –
-7,341
Closed -$480K
FAF icon
1366
First American
FAF
$7.35B
– –
-6,327
Closed -$322K
FCFS icon
1367
FirstCash
FCFS
$9.03B
– –
-28,755
Closed -$1.65M
FEP icon
1368
First Trust Europe AlphaDEX Fund
FEP
$532M
– –
-7,115
Closed -$236K
GDDY icon
1369
GoDaddy
GDDY
$11.7B
– –
-3,191
Closed -$242K
GEO icon
1370
The GEO Group
GEO
$4.12B
– –
-58,061
Closed -$658K
GWRS icon
1371
Global Water Resources
GWRS
$217M
– –
-12,250
Closed -$132K
HAS icon
1372
Hasbro
HAS
$13.7B
– –
-3,018
Closed -$250K
HYLN icon
1373
Hyliion Holdings
HYLN
$720M
– –
-4,705
Closed -$234K
IQ icon
1374
iQIYI
IQ
$1.31B
– –
-12,935
Closed -$292K
LAND
1375
Gladstone Land Corp
LAND
$355M
– –
-10,450
Closed -$157K
53 54
55
56 57

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.