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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
1326
Newell Brands
NWL
$2.51B
$92.6K ﹤0.01%
10,259
-3,058
-23% -$30.4K
MGF
1327
Aberdeen Government Markets Income Fund
MGF
$92.2M
$89.1K ﹤0.01%
29,129
– –
CRNT icon
1328
Ceragon Networks
CRNT
$192M
$86.1K ﹤0.01%
42,000
– –
VKQ icon
1329
Invesco Municipal Trust
VKQ
$547M
$85.6K ﹤0.01%
+10,266
New +$94.2K
JBLU icon
1330
JetBlue
JBLU
$2.13B
$82.9K ﹤0.01%
+18,021
New +$119K
QS icon
1331
QuantumScape Corp
QS
$3.81B
$81.2K ﹤0.01%
12,144
– –
ERIC icon
1332
Ericsson
ERIC
$32.7B
$81.2K ﹤0.01%
16,701
-5,303
-24% -$27K
ACCO icon
1333
Acco Brands
ACCO
$402M
$77.7K ﹤0.01%
13,542
– –
OSCR icon
1334
Oscar Health
OSCR
$8.54B
$75.2K ﹤0.01%
13,500
-1,000
-7% -$7K
PSEC icon
1335
Prospect Capital
PSEC
$1.15B
$69.7K ﹤0.01%
11,522
-1,500
-12% -$9.35K
FUBO icon
1336
FuboTV Inc
FUBO
$283M
$68.5K ﹤0.01%
2,137
-1,250
-37% -$38.7K
AEG icon
1337
Aegon
AEG
$14B
$64.7K ﹤0.01%
13,484
-8,500
-39% -$43.8K
HBI
1338
DELISTED
Hanesbrands
HBI
$60.3K ﹤0.01%
15,235
-2,910
-16% -$14.1K
SIEN
1339
DELISTED
Sientra, Inc.
SIEN
$56.7K ﹤0.01%
20,380
– –
ADAP
1340
DELISTED
Adaptimmune Therapeutics
ADAP
$53.2K ﹤0.01%
68,171
– –
ASG
1341
Liberty All-Star Growth Fund
ASG
$343M
$51.3K ﹤0.01%
10,391
+218
+2% +$1.15K
DMTK
1342
DELISTED
DermTech, Inc. Common Stock
DMTK
$50.6K ﹤0.01%
35,115
-32
-0.1% -$80
XAIR icon
1343
Beyond Air
XAIR
$3.75M
$49K ﹤0.01%
53
+2
+4% +$2.63K
DHY
1344
Credit Suisse High Yield Credit Fund
DHY
$243M
$47.5K ﹤0.01%
25,255
– –
RKLB icon
1345
Rocket Lab Corp
RKLB
$50B
$44.9K ﹤0.01%
10,261
– –
GEG icon
1346
Great Elm Group
GEG
$67.4M
$43.2K ﹤0.01%
20,164
– –
VISN
1347
Vistance Networks Inc
VISN
$2.63B
$42.5K ﹤0.01%
12,650
– –
MTTR
1348
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$42.1K ﹤0.01%
19,384
– –
NAGE
1349
Niagen Bioscience
NAGE
$241M
$40.3K ﹤0.01%
27,600
– –
ALLO icon
1350
Allogene Therapeutics
ALLO
$725M
$39.3K ﹤0.01%
12,400
– –
52 53
54
55 56

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.