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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1326
Prospect Capital
PSEC
$1.15B
$90.6K ﹤0.01%
13,022
-200
-2% -$1.45K
GENI icon
1327
Genius Sports
GENI
$2.15B
$88.5K ﹤0.01%
+17,775
New +$83.4K
VISN
1328
Vistance Networks Inc
VISN
$2.65B
$85K ﹤0.01%
13,350
– –
FSR
1329
DELISTED
Fisker Inc.
FSR
$84.2K ﹤0.01%
13,710
-70
-0.5% -$482
LUMN icon
1330
Lumen
LUMN
$6.74B
$80.1K ﹤0.01%
30,222
-23,313
-44% -$94.1K
MNKD icon
1331
MannKind Corp
MNKD
$1.27B
$80K ﹤0.01%
19,500
-300
-2% -$1.45K
ERAS icon
1332
Erasca
ERAS
$6.27B
$79.1K ﹤0.01%
26,287
– –
XAIR icon
1333
Beyond Air
XAIR
$3.79M
$77.6K ﹤0.01%
29
+1
+4% +$2.56K
ATRA icon
1334
Atara Biotherapeutics
ATRA
$76.2M
$76.3K ﹤0.01%
1,052
-42
-4% -$4.07K
CRNT icon
1335
Ceragon Networks
CRNT
$198M
$70.1K ﹤0.01%
42,000
-2,000
-5% -$3.81K
OUST icon
1336
Ouster
OUST
$3.25B
$62.3K ﹤0.01%
+7,441
New +$86.3K
ONDS icon
1337
Ondas Inc
ONDS
$5.35B
$61.7K ﹤0.01%
57,140
-6,808
-11% -$11.9K
EAF icon
1338
GrafTech
EAF
$205M
$59.3K ﹤0.01%
1,220
+80
+7% +$4.33K
VVR icon
1339
Invesco Senior Income Trust
VVR
$459M
$58.9K ﹤0.01%
16,000
– –
GOEV
1340
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$57.8K ﹤0.01%
192
+76
+66% +$32.2K
TCRR
1341
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
$56.9K ﹤0.01%
37,950
– –
AKTS
1342
DELISTED
Akoustis Technologies Inc
AKTS
$50.9K ﹤0.01%
16,525
– –
FUBO icon
1343
FuboTV Inc
FUBO
$285M
$49.3K ﹤0.01%
3,395
+835
+33% +$19.1K
DHY
1344
Credit Suisse High Yield Credit Fund
DHY
$243M
$47.7K ﹤0.01%
25,255
+5
+0% +$9
JMIA
1345
Jumia Technologies
JMIA
$738M
$47.5K ﹤0.01%
14,446
-497
-3% -$1.79K
SPCE icon
1346
Virgin Galactic
SPCE
$495M
$47.2K ﹤0.01%
582
-30
-5% -$2.99K
GEG icon
1347
Great Elm Group
GEG
$67.7M
$45.8K ﹤0.01%
20,164
– –
GGN
1348
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$43.6K ﹤0.01%
+11,900
New +$43.8K
NAGE
1349
Niagen Bioscience
NAGE
$239M
$42.2K ﹤0.01%
27,600
-2,500
-8% -$4.45K
BNGO icon
1350
Bionano Genomics
BNGO
$13.1M
$41.6K ﹤0.01%
62
-1
-2% -$888
52 53
54
55 56

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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.