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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKTS
1326
DELISTED
Akoustis Technologies Inc
AKTS
$50K ﹤0.01%
16,825
-95,500
-85% -$388K
GOEV
1327
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$49K ﹤0.01%
+57
New +$83.1K
RGTI icon
1328
Rigetti Computing
RGTI
$5.89B
$48K ﹤0.01%
25,587
+10,587
+71% +$39.6K
IEAWW
1329
DELISTED
Infrastructure and Energy Alternatives, Inc. Warrant
IEAWW
$46K ﹤0.01%
25,000
– –
FAX
1330
abrdn Asia-Pacific Income Fund
FAX
$604M
$45K ﹤0.01%
3,000
+500
+20% +$8.33K
MTTR
1331
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$43K ﹤0.01%
+11,474
New +$50.5K
GEG icon
1332
Great Elm Group
GEG
$67.4M
$41K ﹤0.01%
20,510
– –
NAGE
1333
Niagen Bioscience
NAGE
$241M
$37K ﹤0.01%
30,200
-8,910
-23% -$14.3K
MLSS icon
1334
Milestone Scientific
MLSS
$42M
$34K ﹤0.01%
42,500
-5,000
-11% -$4.85K
NVTA
1335
DELISTED
Invitae Corporation
NVTA
$34K ﹤0.01%
13,650
+1,400
+11% +$4.25K
TOON icon
1336
Kartoon Studios
TOON
$35.3M
$29K ﹤0.01%
4,741
-139
-3% -$1.02K
APPH
1337
DELISTED
AppHarvest, Inc. Common Stock
APPH
$29K ﹤0.01%
14,800
+500
+3% +$1.62K
CGC
1338
Canopy Growth
CGC
$402M
$28K ﹤0.01%
1,052
-214
-17% -$6.6K
PGEN icon
1339
Precigen
PGEN
$2.51B
$26K ﹤0.01%
12,100
-2,800
-19% -$5.9K
FEMY icon
1340
Femasys
FEMY
$7.16M
$22K ﹤0.01%
954
-239
-20% -$8.98K
MREO
1341
Mereo BioPharma
MREO
$43.5M
$22K ﹤0.01%
26,000
– –
OTLK icon
1342
Outlook Therapeutics
OTLK
$215M
$22K ﹤0.01%
900
+200
+29% +$4.65K
FIRY
1343
Firy Inc
FIRY
$164M
$22K ﹤0.01%
1,093
+250
+30% +$7.05K
CGEN icon
1344
Compugen
CGEN
$221M
$21K ﹤0.01%
31,500
+15,000
+91% +$21.2K
EAR
1345
DELISTED
Eargo, Inc. Common Stock
EAR
$21K ﹤0.01%
1,000
+500
+100% +$13.5K
RVP icon
1346
Retractable Technologies
RVP
$20.1M
$20K ﹤0.01%
10,020
– –
CFMS
1347
DELISTED
Conformis, Inc. Common Stock
CFMS
$19K ﹤0.01%
3,949
-334
-8% -$2.32K
WATT icon
1348
Energous
WATT
$102M
$16K ﹤0.01%
25
– –
IAG icon
1349
IAMGOLD
IAG
$10.5B
$15K ﹤0.01%
13,845
+2,090
+18% +$2.79K
ADIL
1350
Adial Pharmaceuticals
ADIL
$9.21M
$13K ﹤0.01%
62
– –
52 53
54
55 56

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.