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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLX icon
1301
Protalix BioTherapeutics
PLX
$198M
$120K ﹤0.01%
+3,085
New +$130K
BDJ icon
1302
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$118K ﹤0.01%
14,859
+313
+2% +$2.42K
MCP
1303
DELISTED
MOLYCORP INC COM STK
MCP
$116K ﹤0.01%
20,651
-46,609
-69% -$246K
PDS
1304
Precision Drilling
PDS
$974M
$115K ﹤0.01%
615
– –
SPPP
1305
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$115K ﹤0.01%
+13,218
New +$117K
ECT
1306
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$109K ﹤0.01%
+14,224
New +$122K
BB icon
1307
BlackBerry
BB
$5.26B
$107K ﹤0.01%
14,500
-64,500
-82% -$455K
UCFC
1308
DELISTED
United Community Financial Corp
UCFC
$107K ﹤0.01%
30,000
– –
NSL
1309
DELISTED
NUVEEN SENIOR INCM FD
NSL
$106K ﹤0.01%
14,845
– –
DSU icon
1310
BlackRock Debt Strategies Fund
DSU
$597M
$105K ﹤0.01%
+8,780
New +$106K
EVAC
1311
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
$102K ﹤0.01%
+10,000
New +$101K
NUV icon
1312
Nuveen Municipal Value Fund
NUV
$1.91B
$100K ﹤0.01%
+11,123
New +$99.5K
TGA
1313
DELISTED
Transglobe Energy Corp
TGA
$100K ﹤0.01%
+12,000
New +$106K
GGB icon
1314
Gerdau
GGB
$9.7B
$99K ﹤0.01%
+15,819
New +$98.7K
AKS
1315
DELISTED
AK Steel Holding Corp
AKS
$99K ﹤0.01%
12,000
-3,000
-20% -$15.8K
IMUC
1316
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$99K ﹤0.01%
+2,675
New +$253K
C.WS.A
1317
DELISTED
Citigroup Inc
C.WS.A
$98K ﹤0.01%
149,980
-4,800
-3% -$3.17K
MHY
1318
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$98K ﹤0.01%
17,385
+54
+0.3% +$306
ARO
1319
DELISTED
Aeropostale Inc
ARO
$97K ﹤0.01%
+10,700
New +$98K
BODY
1320
DELISTED
BODY CENTRAL CORP COM STK
BODY
$94K ﹤0.01%
23,791
-479
-2% -$2.08K
DLIA
1321
DELISTED
DELIA*S INC
DLIA
$93K ﹤0.01%
105,596
– –
ACUR
1322
DELISTED
Acura Pharmaceuticals
ACUR
$92K ﹤0.01%
+11,000
New +$92.9K
DOMH icon
1323
Dominari Holdings
DOMH
$55.4M
$89K ﹤0.01%
+8
New +$88.6K
AWP
1324
abrdn Global Premier Properties Fund
AWP
$367M
$88K ﹤0.01%
4,061
+266
+7% +$5.74K
LF
1325
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$87K ﹤0.01%
11,000
– –
51 52
53
54 55

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.