We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
1276
Vale
VALE
$60.7B
$171K ﹤0.01%
12,757
+2,002
+19% +$27.2K
SCM icon
1277
Stellus Capital Investment Corp
SCM
$256M
$171K ﹤0.01%
+12,552
New +$180K
DMO
1278
Western Asset Mortgage Opportunity Fund
DMO
$120M
$169K ﹤0.01%
15,800
-139
-0.9% -$1.51K
NRK icon
1279
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$920M
$168K ﹤0.01%
17,819
– –
STEM icon
1280
Stem
STEM
$51.2M
$168K ﹤0.01%
1,980
-29
-1% -$3.31K
PDBC icon
1281
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.65B
$168K ﹤0.01%
11,220
-476
-4% -$6.97K
FTRI icon
1282
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$166K ﹤0.01%
+13,172
New +$171K
EMBJ
1283
Embraer S.A. ADS
EMBJ
$12.8B
$165K ﹤0.01%
12,012
-716
-6% -$10.7K
CULP icon
1284
Culp Inc
CULP
$42.9M
$162K ﹤0.01%
29,117
-4,000
-12% -$22.1K
DNOW icon
1285
DNOW Inc
DNOW
$3.02B
$162K ﹤0.01%
13,666
+2,772
+25% +$30.9K
WIA
1286
Western Asset Inflation-Linked Income Fund
WIA
$187M
$161K ﹤0.01%
20,600
– –
FCT
1287
First Trust Senior Floating Rate Income Fund II
FCT
$159K ﹤0.01%
15,854
– –
NOK icon
1288
Nokia
NOK
$52.6B
$157K ﹤0.01%
41,862
-32,880
-44% -$130K
NDMO icon
1289
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$603M
$156K ﹤0.01%
15,950
-10,372
-39% -$108K
NMZ icon
1290
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$154K ﹤0.01%
16,623
+1,060
+7% +$10.8K
CALY
1291
Callaway Golf Company
CALY
$3.05B
$152K ﹤0.01%
11,000
– –
BOE icon
1292
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$151K ﹤0.01%
16,001
+135
+0.9% +$1.34K
SIRI icon
1293
SiriusXM
SIRI
$9.66B
$151K ﹤0.01%
3,336
-50
-1% -$2.32K
NBB icon
1294
Nuveen Taxable Municipal Income Fund
NBB
$455M
$149K ﹤0.01%
+10,221
New +$155K
USA icon
1295
Liberty All-Star Equity Fund
USA
$1.87B
$148K ﹤0.01%
25,072
+624
+3% +$3.96K
AUPH icon
1296
Aurinia Pharmaceuticals
AUPH
$2.06B
$147K ﹤0.01%
18,900
– –
JPS
1297
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$145K ﹤0.01%
23,478
-889
-4% -$5.65K
BNY
1298
DELISTED
BlackRock New York Municipal Income Trust
BNY
$141K ﹤0.01%
15,470
– –
CHY
1299
Calamos Convertible and High Income Fund
CHY
$1.07B
$140K ﹤0.01%
12,540
+478
+4% +$5.38K
LICY
1300
DELISTED
Li-Cycle Holdings Corp.
LICY
$139K ﹤0.01%
4,888
-1,362
-22% -$54.5K
50 51
52
53 54

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.