We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
1276
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$128K ﹤0.01%
23,428
+141
+0.6% +$862
RIOT icon
1277
Riot Platforms
RIOT
$7.96B
$127K ﹤0.01%
18,168
-3,500
-16% -$24.6K
TH icon
1278
Target Hospitality
TH
$1.63B
$127K ﹤0.01%
+10,100
New +$126K
USA icon
1279
Liberty All-Star Equity Fund
USA
$1.87B
$126K ﹤0.01%
+22,790
New +$147K
GBDC icon
1280
Golub Capital BDC
GBDC
$3.41B
$125K ﹤0.01%
10,118
– –
ALLO icon
1281
Allogene Therapeutics
ALLO
$728M
$123K ﹤0.01%
11,350
-5,200
-31% -$70.7K
VISN
1282
Vistance Networks Inc
VISN
$2.66B
$123K ﹤0.01%
13,350
– –
KOPN icon
1283
Kopin
KOPN
$962M
$119K ﹤0.01%
114,000
+1,500
+1% +$2.1K
METV icon
1284
Roundhill Ball Metaverse ETF
METV
$212M
$119K ﹤0.01%
16,100
-5,200
-24% -$45.4K
HIO
1285
Western Asset High Income Opportunity Fund
HIO
$339M
$118K ﹤0.01%
32,100
+573
+2% +$2.31K
AUY
1286
DELISTED
Yamana Gold, Inc.
AUY
$118K ﹤0.01%
25,970
+1,329
+5% +$6.16K
JRS icon
1287
Nuveen Real Estate Income Fund
JRS
$244M
$117K ﹤0.01%
15,139
+143
+1% +$1.34K
HUGS
1288
DELISTED
USHG Acquisition Corp.
HUGS
$116K ﹤0.01%
11,800
-4,000
-25% -$39.4K
ATRA icon
1289
Atara Biotherapeutics
ATRA
$76M
$115K ﹤0.01%
1,213
-162
-12% -$18.2K
MWA icon
1290
Mueller Water Products
MWA
$4.11B
$111K ﹤0.01%
10,773
-2,205
-17% -$25.7K
BNY
1291
DELISTED
BlackRock New York Municipal Income Trust
BNY
$109K ﹤0.01%
11,163
+603
+6% +$6.65K
FSR
1292
DELISTED
Fisker Inc.
FSR
$109K ﹤0.01%
+14,410
New +$130K
LICY
1293
DELISTED
Li-Cycle Holdings Corp.
LICY
$108K ﹤0.01%
2,531
– –
WIW
1294
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$107K ﹤0.01%
11,800
– –
UXIN
1295
Uxin Ltd
UXIN
$255M
$106K ﹤0.01%
1,767
-63
-3% -$4.27K
SNAP icon
1296
Snap
SNAP
$9.2B
$104K ﹤0.01%
10,582
-20,350
-66% -$237K
CHW
1297
Calamos Global Dynamic Income Fund
CHW
$555M
$103K ﹤0.01%
17,009
+164
+1% +$1.17K
ERAS icon
1298
Erasca
ERAS
$6.24B
$103K ﹤0.01%
13,144
– –
IDE
1299
Voya Infrastructure, Industrials and Materials Fund
IDE
$200M
$101K ﹤0.01%
11,402
-498
-4% -$4.89K
FSLY icon
1300
Fastly Inc
FSLY
$4.42B
$98K ﹤0.01%
+10,700
New +$114K
50 51
52
53 54

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.