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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLJ icon
1276
RLJ Lodging Trust
RLJ
$1.67B
$154K ﹤0.01%
10,860
– –
NSL
1277
DELISTED
NUVEEN SENIOR INCM FD
NSL
$153K ﹤0.01%
+29,500
New +$147K
OXY.WS icon
1278
Occidental Petroleum Corp Warrants
OXY.WS
$35B
$151K ﹤0.01%
22,130
+1,129
+5% +$5.12K
ATXS
1279
DELISTED
Astria Therapeutics
ATXS
$150K ﹤0.01%
11,700
-5,920
-34% -$106K
SUNS
1280
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$149K ﹤0.01%
+10,279
New +$143K
WIW
1281
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$146K ﹤0.01%
11,800
– –
BGX
1282
Blackstone Long-Short Credit Income Fund
BGX
$138M
$144K ﹤0.01%
10,700
+500
+5% +$6.56K
EGAN icon
1283
eGain
EGAN
$201M
$144K ﹤0.01%
12,227
-8,980
-42% -$127K
MDWD icon
1284
MediWound
MDWD
$178M
$144K ﹤0.01%
5,557
+243
+5% +$6.31K
CGRN
1285
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$143K ﹤0.01%
+13,408
New +$88.7K
ONDS icon
1286
Ondas Inc
ONDS
$5.39B
$140K ﹤0.01%
+14,964
New +$104K
CNR
1287
DELISTED
Cornerstone Building Brands, Inc.
CNR
$139K ﹤0.01%
15,000
– –
JFR icon
1288
Nuveen Floating Rate Income Fund
JFR
$1.26B
$138K ﹤0.01%
15,803
-5,418
-26% -$45.7K
MFM
1289
Aberdeen Municipal Income Fund
MFM
$222M
$138K ﹤0.01%
+20,632
New +$134K
FAX
1290
abrdn Asia-Pacific Income Fund
FAX
$601M
$137K ﹤0.01%
5,100
– –
RIG icon
1291
Transocean
RIG
$6.52B
$134K ﹤0.01%
57,915
+1,589
+3% +$2.34K
DCF
1292
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$131K ﹤0.01%
15,422
+2,227
+17% +$18.1K
MGF
1293
Aberdeen Government Markets Income Fund
MGF
$92.2M
$127K ﹤0.01%
27,690
+142
+0.5% +$656
HGLB
1294
Highland Global Allocation Fund
HGLB
$178M
$124K ﹤0.01%
19,000
+4,000
+27% +$23.9K
TOON icon
1295
Kartoon Studios
TOON
$35.4M
$123K ﹤0.01%
8,916
+4,766
+115% +$64.4K
MITT
1296
TPG Mortgage Investment Trust
MITT
$214M
$122K ﹤0.01%
13,795
-4,000
-22% -$35.8K
GEG icon
1297
Great Elm Group
GEG
$67.4M
$121K ﹤0.01%
41,911
-954
-2% -$2.28K
SHO icon
1298
Sunstone Hotel Investors
SHO
$1.99B
$118K ﹤0.01%
10,404
– –
SLNO
1299
DELISTED
Soleno Therapeutics
SLNO
$117K ﹤0.01%
4,045
+30
+0.7% +$866
VCNX
1300
DELISTED
Vaccinex, Inc. Common Stock
VCNX
$117K ﹤0.01%
270
+158
+141% +$66.1K
50 51
52
53 54

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.