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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIZD icon
1251
VanEck BDC Income ETF
BIZD
$1.69B
$209K ﹤0.01%
+13,028
New +$204K
INDY icon
1252
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$209K ﹤0.01%
+4,621
New +$210K
ASO icon
1253
Academy Sports + Outdoors
ASO
$3.07B
$208K ﹤0.01%
4,401
-6,698
-60% -$359K
IYJ icon
1254
iShares US Industrials ETF
IYJ
$1.97B
$208K ﹤0.01%
2,060
– –
TTMI icon
1255
TTM Technologies
TTMI
$14B
$207K ﹤0.01%
16,100
– –
FCG icon
1256
First Trust Natural Gas ETF
FCG
$645M
$207K ﹤0.01%
+7,947
New +$203K
GOVT icon
1257
iShares US Treasury Bond ETF
GOVT
$43.7B
$206K ﹤0.01%
9,365
+268
+3% +$6.03K
FTF
1258
Franklin Limited Duration Income Trust
FTF
$236M
$205K ﹤0.01%
33,740
+378
+1% +$2.35K
PRME icon
1259
Prime Medicine
PRME
$568M
$205K ﹤0.01%
21,537
+6,152
+40% +$79.9K
FBIN icon
1260
Fortune Brands Innovations
FBIN
$5.95B
$204K ﹤0.01%
+3,284
New +$226K
DMLP icon
1261
Dorchester Minerals
DMLP
$1.31B
$203K ﹤0.01%
7,000
– –
EWU icon
1262
iShares MSCI United Kingdom ETF
EWU
$4.15B
$202K ﹤0.01%
6,379
-455
-7% -$14.7K
IPAR icon
1263
Interparfums
IPAR
$3.86B
$202K ﹤0.01%
1,500
– –
SEDG icon
1264
SolarEdge
SEDG
$2.06B
$200K ﹤0.01%
1,548
-505
-25% -$96.9K
CEVA icon
1265
CEVA Inc
CEVA
$870M
$199K ﹤0.01%
10,266
– –
PGF icon
1266
Invesco Financial Preferred ETF
PGF
$668M
$198K ﹤0.01%
14,095
+213
+2% +$3.04K
ESBA icon
1267
Empire State Realty Series ES
ESBA
$1.23B
$198K ﹤0.01%
24,692
– –
FEI
1268
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$194K ﹤0.01%
24,541
+15
+0.1% +$120
CLLS
1269
Cellectis
CLLS
$292M
$192K ﹤0.01%
121,420
+3,731
+3% +$7.29K
FHN icon
1270
First Horizon
FHN
$12B
$191K ﹤0.01%
17,327
-3,254
-16% -$40.3K
VGM icon
1271
Invesco Trust Investment Grade Municipals
VGM
$565M
$188K ﹤0.01%
22,125
+3,607
+19% +$33.8K
VKTX icon
1272
Viking Therapeutics
VKTX
$3.98B
$186K ﹤0.01%
16,819
+4,068
+32% +$58.2K
INDI icon
1273
indie Semiconductor
INDI
$828M
$184K ﹤0.01%
29,175
+175
+0.6% +$1.35K
XRN
1274
Chiron Real Estate Inc
XRN
$475M
$181K ﹤0.01%
4,044
+7
+0.2% +$335
AVK
1275
Advent Convertible and Income Fund
AVK
$568M
$178K ﹤0.01%
17,456
+2,978
+21% +$33K
49 50
51
52 53

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.