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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+9.18%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.39B
AUM Growth
+$118M
Cap. Flow
-$190M
Cap. Flow %
-4.31%
Top 10 Hldgs %
15.83%
Holding
1,464
New
104
Increased
519
Reduced
644
Closed
116

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.9M
2
MEOH icon
Methanex
MEOH
+$5.89M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.46M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.11M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$22.8M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15M
3
WFC icon
Wells Fargo
WFC
+$11.1M
4
JNJ icon
Johnson & Johnson
JNJ
+$11M
5
C icon
Citigroup
C
+$9.2M

Sector Composition

Rank Sector Weight
1 Technology 15.67%
2 Healthcare 11.79%
3 Financials 11.13%
4 Industrials 8.9%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NZF icon
1251
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$163K ﹤0.01%
13,501
-1,456
-10% -$16.9K
ECAT icon
1252
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.58B
$162K ﹤0.01%
+12,059
New +$165K
BGY icon
1253
BlackRock Enhanced International Dividend Trust
BGY
$533M
$161K ﹤0.01%
32,141
-908
-3% -$4.42K
SIRI icon
1254
SiriusXM
SIRI
$9.62B
$161K ﹤0.01%
2,759
– –
CLLS
1255
Cellectis
CLLS
$290M
$158K ﹤0.01%
75,052
-16,911
-18% -$38.3K
INDI icon
1256
indie Semiconductor
INDI
$820M
$157K ﹤0.01%
27,000
– –
KIO
1257
KKR Income Opportunities Fund
KIO
$459M
$155K ﹤0.01%
14,050
– –
TH icon
1258
Target Hospitality
TH
$1.67B
$154K ﹤0.01%
10,200
+100
+1% +$1.35K
IDE
1259
Voya Infrastructure, Industrials and Materials Fund
IDE
$201M
$154K ﹤0.01%
16,800
+5,398
+47% +$49.8K
ADX icon
1260
Adams Diversified Equity Fund
ADX
$3.28B
$154K ﹤0.01%
+10,594
New +$160K
AVK
1261
Advent Convertible and Income Fund
AVK
$568M
$154K ﹤0.01%
14,478
– –
MMU
1262
Western Asset Managed Municipals Fund
MMU
$551M
$152K ﹤0.01%
15,074
+11
+0.1% +$109
BOE icon
1263
BlackRock Enhanced Global Dividend Trust
BOE
$692M
$149K ﹤0.01%
15,606
+136
+0.9% +$1.28K
THW
1264
abrdn World Healthcare Fund
THW
$557M
$148K ﹤0.01%
+10,107
New +$143K
CD
1265
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
$143K ﹤0.01%
18,000
– –
OGCP
1266
Empire State Realty Series 60
OGCP
$1.27B
$142K ﹤0.01%
21,474
– –
WU icon
1267
Western Union
WU
$2.2B
$140K ﹤0.01%
+10,148
New +$140K
CHY
1268
Calamos Convertible and High Income Fund
CHY
$1.07B
$139K ﹤0.01%
+13,177
New +$147K
CIM
1269
Chimera Investment
CIM
$1B
$136K ﹤0.01%
8,250
– –
DCF
1270
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$135K ﹤0.01%
19,085
– –
KOPN icon
1271
Kopin
KOPN
$969M
$133K ﹤0.01%
107,000
-7,000
-6% -$8.66K
AMPS
1272
DELISTED
Altus Power
AMPS
$130K ﹤0.01%
20,000
+7,500
+60% +$61.2K
USA icon
1273
Liberty All-Star Equity Fund
USA
$1.87B
$130K ﹤0.01%
22,790
– –
VERU icon
1274
Veru
VERU
$44.8M
$130K ﹤0.01%
2,453
+135
+6% +$11.1K
EAD
1275
Allspring Income Opportunities Fund
EAD
$379M
$128K ﹤0.01%
20,100
-6,281
-24% -$40.8K
49 50
51
52 53

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AC
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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2022 Portfolio in Review

As of Q4 2022, Oppenheimer & Co held 1,464 positions worth $4.39B, up 2.8% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Oppenheimer & Co withdrew a net $190M in Q4 2022, closing 116 positions and reducing 644 holdings. Its most notable exit was State Street SPDR Portfolio Mortgage Backed Bond ETF, an estimated $8.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Oppenheimer & Co opened a new position in State Street SPDR Portfolio S&P 500 Value ETF worth $5.18M.

  • Oppenheimer & Co's largest Q4 2022 buy was State Street SPDR Portfolio S&P 500 Value ETF: 133,272 shares worth $5.18M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q4 2022, an estimated $5.9M increase.
  • Oppenheimer & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $22.8M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio Mortgage Backed Bond ETF in Q4 2022, selling an estimated $8.22M.
  • Oppenheimer & Co's ten largest holdings make up 16% of its $4.39B portfolio in Q4 2022.
  • Oppenheimer & Co opened 104 new positions and closed 116 in Q4 2022.
  • Oppenheimer & Co's portfolio value rose 2.8% quarter-over-quarter to $4.39B.

Based on Oppenheimer & Co's 13F filing for Q4 2022, filed 8 Feb 2023.