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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUPH icon
1251
Aurinia Pharmaceuticals
AUPH
$2.06B
$162K ﹤0.01%
21,600
-2,000
-8% -$17.3K
ATXS
1252
DELISTED
Astria Therapeutics
ATXS
$161K ﹤0.01%
17,816
-5,800
-25% -$38.9K
FCT
1253
First Trust Senior Floating Rate Income Fund II
FCT
$161K ﹤0.01%
16,132
-7,199
-31% -$73.5K
KIO
1254
KKR Income Opportunities Fund
KIO
$459M
$161K ﹤0.01%
14,050
– –
DB icon
1255
Deutsche Bank
DB
$72B
$158K ﹤0.01%
+21,297
New +$181K
SIRI icon
1256
SiriusXM
SIRI
$9.67B
$157K ﹤0.01%
2,759
– –
SONO icon
1257
Sonos
SONO
$1.84B
$157K ﹤0.01%
11,290
-350
-3% -$6.21K
ENLC
1258
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$156K ﹤0.01%
17,595
-5,300
-23% -$50.9K
UTZ icon
1259
Utz Brands
UTZ
$1.25B
$155K ﹤0.01%
+10,298
New +$167K
AVK
1260
Advent Convertible and Income Fund
AVK
$568M
$150K ﹤0.01%
14,478
– –
BGY icon
1261
BlackRock Enhanced International Dividend Trust
BGY
$533M
$148K ﹤0.01%
33,049
+5,002
+18% +$24.9K
TBLD
1262
Thornburg Income Builder Opportunities Trust
TBLD
$720M
$147K ﹤0.01%
+11,500
New +$168K
MMU
1263
Western Asset Managed Municipals Fund
MMU
$552M
$146K ﹤0.01%
15,063
+9
+0.1% +$96
CD
1264
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
$145K ﹤0.01%
18,000
– –
IONQ icon
1265
IonQ
IONQ
$17.4B
$141K ﹤0.01%
27,785
– –
TRHC
1266
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$141K ﹤0.01%
29,316
-559
-2% -$2.4K
AMPS
1267
DELISTED
Altus Power
AMPS
$138K ﹤0.01%
12,500
-27,500
-69% -$262K
BOE icon
1268
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$137K ﹤0.01%
15,470
+126
+0.8% +$1.24K
CLB icon
1269
Core Laboratories
CLB
$567M
$137K ﹤0.01%
10,131
+19
+0.2% +$320
OGCP
1270
Empire State Realty Series 60
OGCP
$1.27B
$136K ﹤0.01%
21,474
– –
MPV
1271
Barings Participation Investors
MPV
$175M
$134K ﹤0.01%
11,816
-33,785
-74% -$420K
SIEN
1272
DELISTED
Sientra, Inc.
SIEN
$131K ﹤0.01%
20,381
– –
NUV icon
1273
Nuveen Municipal Value Fund
NUV
$1.9B
$130K ﹤0.01%
15,374
-11,206
-42% -$101K
DCF
1274
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$130K ﹤0.01%
19,085
+2,905
+18% +$21.4K
CIM
1275
Chimera Investment
CIM
$999M
$128K ﹤0.01%
8,250
-6,767
-45% -$176K
49 50
51
52 53

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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.