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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIM
1251
Franklin Master Intermediate Income Trust
PIM
$152M
$199K ﹤0.01%
+47,200
New +$195K
VGR
1252
DELISTED
Vector Group Ltd.
VGR
$192K ﹤0.01%
23,264
-2,273
-9% -$17.8K
HIMX
1253
Himax Technologies
HIMX
$2.62B
$191K ﹤0.01%
+25,825
New +$132K
BXMX
1254
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$186K ﹤0.01%
+14,458
New +$173K
BGIO
1255
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$186K ﹤0.01%
20,555
– –
KIO
1256
KKR Income Opportunities Fund
KIO
$459M
$179K ﹤0.01%
+12,417
New +$173K
EFR
1257
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$178K ﹤0.01%
14,000
– –
ETW
1258
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$178K ﹤0.01%
18,370
-1,550
-8% -$14.1K
PPT
1259
Franklin Premier Income Trust
PPT
$330M
$178K ﹤0.01%
+38,200
New +$174K
HYT icon
1260
BlackRock Corporate High Yield Fund
HYT
$1.37B
$176K ﹤0.01%
15,400
– –
AKTS
1261
DELISTED
Akoustis Technologies Inc
AKTS
$174K ﹤0.01%
14,200
-19,549
-58% -$171K
SIRI icon
1262
SiriusXM
SIRI
$9.62B
$169K ﹤0.01%
2,664
-1,200
-31% -$73.7K
MJ icon
1263
Amplify Alternative Harvest ETF
MJ
$107M
$168K ﹤0.01%
977
+86
+10% +$13.6K
APA icon
1264
APA Corp
APA
$14.3B
$167K ﹤0.01%
11,785
-126
-1% -$1.47K
GNW icon
1265
Genworth Financial
GNW
$3.73B
$165K ﹤0.01%
43,600
-250
-0.6% -$1.03K
CCAP icon
1266
Crescent Capital BDC
CCAP
$419M
$164K ﹤0.01%
11,256
– –
VVR icon
1267
Invesco Senior Income Trust
VVR
$459M
$163K ﹤0.01%
41,066
-6,229
-13% -$23.4K
EVN
1268
Eaton Vance Municipal Income Trust
EVN
$431M
$162K ﹤0.01%
12,135
– –
FRA icon
1269
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$162K ﹤0.01%
13,400
-5,400
-29% -$64K
MWA icon
1270
Mueller Water Products
MWA
$4.11B
$162K ﹤0.01%
13,123
-750
-5% -$8.62K
SKT icon
1271
Tanger
SKT
$4.46B
$161K ﹤0.01%
16,207
-14,087
-47% -$119K
STAY
1272
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$159K ﹤0.01%
10,763
– –
DNTH icon
1273
Dianthus Therapeutics
DNTH
$6.21B
$157K ﹤0.01%
1,250
– –
GHY
1274
PGIM Global High Yield Fund
GHY
$482M
$155K ﹤0.01%
+10,659
New +$146K
CS
1275
DELISTED
Credit Suisse Group
CS
$155K ﹤0.01%
12,135
-415
-3% -$4.81K
49 50
51
52 53

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PVI
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WPL
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.