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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
1226
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$230K ﹤0.01%
2,544
– –
IXN icon
1227
iShares Global Tech ETF
IXN
$9.22B
$229K ﹤0.01%
3,953
– –
TRGP icon
1228
Targa Resources
TRGP
$57.4B
$227K ﹤0.01%
2,650
-2,200
-45% -$182K
RRGB icon
1229
Red Robin
RRGB
$148M
$227K ﹤0.01%
28,200
+700
+3% +$8.34K
APPS icon
1230
Digital Turbine
APPS
$1.72B
$226K ﹤0.01%
37,410
+77
+0.2% +$686
ADX icon
1231
Adams Diversified Equity Fund
ADX
$3.28B
$225K ﹤0.01%
13,538
+2,250
+20% +$38.7K
FDVV icon
1232
Fidelity High Dividend ETF
FDVV
$10.4B
$225K ﹤0.01%
+5,822
New +$235K
IGM icon
1233
iShares Expanded Tech Sector ETF
IGM
$10.8B
$224K ﹤0.01%
3,516
-552
-14% -$36.4K
VLUE icon
1234
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$224K ﹤0.01%
2,465
-323
-12% -$30.4K
EVLV icon
1235
Evolv Technologies
EVLV
$1.09B
$223K ﹤0.01%
45,808
+11,403
+33% +$70.2K
TU icon
1236
Telus
TU
$15.3B
$221K ﹤0.01%
13,541
+1,162
+9% +$20.5K
LSXMA
1237
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$220K ﹤0.01%
8,663
-13,199
-60% -$312K
WLY icon
1238
John Wiley & Sons Class A
WLY
$2.58B
$220K ﹤0.01%
5,920
– –
HQL
1239
abrdn Life Sciences Investors
HQL
$639M
$219K ﹤0.01%
17,600
+389
+2% +$5.12K
CSM icon
1240
ProShares Large Cap Core Plus
CSM
$534M
$218K ﹤0.01%
4,474
-800
-15% -$40.9K
DLY
1241
DoubleLine Yield Opportunities Fund
DLY
$690M
$217K ﹤0.01%
14,700
-10,500
-42% -$153K
AFG icon
1242
American Financial Group
AFG
$11.9B
$216K ﹤0.01%
1,937
+7
+0.4% +$808
SMAR
1243
DELISTED
Smartsheet Inc.
SMAR
$215K ﹤0.01%
5,321
-30,449
-85% -$1.25M
IDE
1244
Voya Infrastructure, Industrials and Materials Fund
IDE
$200M
$214K ﹤0.01%
22,700
+4,625
+26% +$45.3K
IYC icon
1245
iShares US Consumer Discretionary ETF
IYC
$1.22B
$213K ﹤0.01%
+3,178
New +$224K
ENLC
1246
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$212K ﹤0.01%
17,365
-230
-1% -$2.74K
JRS icon
1247
Nuveen Real Estate Income Fund
JRS
$242M
$212K ﹤0.01%
31,572
+550
+2% +$4.01K
FIGS icon
1248
FIGS
FIGS
$2.34B
$211K ﹤0.01%
35,789
-2,808
-7% -$18.7K
BTZ icon
1249
BlackRock Credit Allocation Income Trust
BTZ
$957M
$211K ﹤0.01%
21,757
-1,572
-7% -$15.8K
PLRX icon
1250
Pliant Therapeutics
PLRX
$65.6M
$210K ﹤0.01%
+12,135
New +$210K
48 49
50
51 52

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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.