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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+9.18%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.39B
AUM Growth
+$118M
Cap. Flow
-$190M
Cap. Flow %
-4.31%
Top 10 Hldgs %
15.83%
Holding
1,464
New
104
Increased
519
Reduced
644
Closed
116

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.9M
2
MEOH icon
Methanex
MEOH
+$5.89M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.46M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.11M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$22.8M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15M
3
WFC icon
Wells Fargo
WFC
+$11.1M
4
JNJ icon
Johnson & Johnson
JNJ
+$11M
5
C icon
Citigroup
C
+$9.2M

Sector Composition

Rank Sector Weight
1 Technology 15.67%
2 Healthcare 11.79%
3 Financials 11.13%
4 Industrials 8.9%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AYX
1226
DELISTED
Alteryx Inc
AYX
$201K ﹤0.01%
3,972
-551
-12% -$26.3K
CGW icon
1227
Invesco S&P Global Water Index ETF
CGW
$1.07B
$200K ﹤0.01%
+4,300
New +$198K
CEVA icon
1228
CEVA Inc
CEVA
$868M
$200K ﹤0.01%
7,836
-555
-7% -$14.9K
PSP icon
1229
Invesco Global Listed Private Equity ETF
PSP
$248M
$200K ﹤0.01%
4,234
+240
+6% +$11.3K
ELAN icon
1230
Elanco Animal Health
ELAN
$11.4B
$200K ﹤0.01%
16,328
-1,989
-11% -$24.8K
UMC icon
1231
United Microelectronic
UMC
$47.5B
$200K ﹤0.01%
30,554
-3,685
-11% -$24.4K
CULP icon
1232
Culp Inc
CULP
$43.7M
$199K ﹤0.01%
43,417
-10,500
-19% -$49.6K
WIW
1233
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$199K ﹤0.01%
21,800
+10,000
+85% +$93.5K
EVV
1234
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$199K ﹤0.01%
21,192
+185
+0.9% +$1.79K
NVG icon
1235
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$199K ﹤0.01%
16,365
-309
-2% -$3.63K
GHY
1236
PGIM Global High Yield Fund
GHY
$482M
$196K ﹤0.01%
18,046
-296
-2% -$3.2K
NID
1237
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$195K ﹤0.01%
14,862
-508
-3% -$6.47K
NRK icon
1238
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$922M
$192K ﹤0.01%
18,719
+1,950
+12% +$19.6K
JRO
1239
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$187K ﹤0.01%
23,994
+1,773
+8% +$14.3K
DAN icon
1240
Dana Inc
DAN
$3.25B
$187K ﹤0.01%
+12,358
New +$192K
DMO
1241
Western Asset Mortgage Opportunity Fund
DMO
$120M
$186K ﹤0.01%
17,281
-973
-5% -$10.6K
NMZ icon
1242
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$182K ﹤0.01%
17,611
-5,490
-24% -$57.3K
PHG icon
1243
Philips
PHG
$26.5B
$181K ﹤0.01%
+14,096
New +$170K
AUY
1244
DELISTED
Yamana Gold, Inc.
AUY
$177K ﹤0.01%
31,807
+5,837
+22% +$29.5K
BLDP
1245
Ballard Power Systems
BLDP
$784M
$174K ﹤0.01%
+36,317
New +$206K
FEI
1246
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$170K ﹤0.01%
21,708
-2,891
-12% -$22.4K
BNY
1247
DELISTED
BlackRock New York Municipal Income Trust
BNY
$168K ﹤0.01%
16,728
+5,565
+50% +$54.8K
BXMX
1248
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$168K ﹤0.01%
13,310
-706
-5% -$9.11K
BCAT icon
1249
BlackRock Capital Allocation Term Trust
BCAT
$1.69B
$165K ﹤0.01%
11,873
-1,500
-11% -$21.2K
TBLD
1250
Thornburg Income Builder Opportunities Trust
TBLD
$721M
$164K ﹤0.01%
11,500
– –
48 49
50
51 52

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2022 Portfolio in Review

As of Q4 2022, Oppenheimer & Co held 1,464 positions worth $4.39B, up 2.8% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Oppenheimer & Co withdrew a net $190M in Q4 2022, closing 116 positions and reducing 644 holdings. Its most notable exit was State Street SPDR Portfolio Mortgage Backed Bond ETF, an estimated $8.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Oppenheimer & Co opened a new position in State Street SPDR Portfolio S&P 500 Value ETF worth $5.18M.

  • Oppenheimer & Co's largest Q4 2022 buy was State Street SPDR Portfolio S&P 500 Value ETF: 133,272 shares worth $5.18M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q4 2022, an estimated $5.9M increase.
  • Oppenheimer & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $22.8M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio Mortgage Backed Bond ETF in Q4 2022, selling an estimated $8.22M.
  • Oppenheimer & Co's ten largest holdings make up 16% of its $4.39B portfolio in Q4 2022.
  • Oppenheimer & Co opened 104 new positions and closed 116 in Q4 2022.
  • Oppenheimer & Co's portfolio value rose 2.8% quarter-over-quarter to $4.39B.

Based on Oppenheimer & Co's 13F filing for Q4 2022, filed 8 Feb 2023.