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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJI
1226
DELISTED
South Jersey Industries, Inc.
SJI
$203K ﹤0.01%
6,050
-300
-5% -$10.2K
AON icon
1227
Aon
AON
$75.5B
$201K ﹤0.01%
752
-94
-11% -$26.6K
NJR icon
1228
New Jersey Resources
NJR
$5.47B
$200K ﹤0.01%
5,167
-4,526
-47% -$202K
INDI icon
1229
indie Semiconductor
INDI
$824M
$198K ﹤0.01%
+27,000
New +$200K
NVG icon
1230
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$195K ﹤0.01%
16,674
+526
+3% +$7.16K
GHY
1231
PGIM Global High Yield Fund
GHY
$482M
$194K ﹤0.01%
18,342
-1,042
-5% -$12.1K
EVV
1232
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$193K ﹤0.01%
21,007
+166
+0.8% +$1.74K
UMC icon
1233
United Microelectronic
UMC
$48.3B
$191K ﹤0.01%
34,239
– –
CSQ icon
1234
Calamos Strategic Total Return Fund
CSQ
$3.37B
$190K ﹤0.01%
15,183
-757
-5% -$10.9K
NID
1235
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$190K ﹤0.01%
15,370
– –
BCAT icon
1236
BlackRock Capital Allocation Term Trust
BCAT
$1.69B
$182K ﹤0.01%
13,373
-472
-3% -$7.01K
ETG
1237
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$180K ﹤0.01%
11,950
+52
+0.4% +$898
NAD icon
1238
Nuveen Quality Municipal Income Fund
NAD
$2.76B
$180K ﹤0.01%
16,357
– –
JRO
1239
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$179K ﹤0.01%
22,221
+3,459
+18% +$29.3K
EUM icon
1240
ProShares Trust Short MSCI Emerging Markets
EUM
$9.41M
$178K ﹤0.01%
+5,244
New +$160K
IFLN
1241
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$177K ﹤0.01%
10,790
-636
-6% -$11K
FEI
1242
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$176K ﹤0.01%
24,599
+560
+2% +$4.46K
BETZ icon
1243
Roundhill Sports Betting & iGaming ETF
BETZ
$49.9M
$175K ﹤0.01%
13,390
-50
-0.4% -$759
VALE icon
1244
Vale
VALE
$62.3B
$171K ﹤0.01%
12,860
+2,382
+23% +$31.3K
NZF icon
1245
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$170K ﹤0.01%
14,957
+9
+0.1% +$116
PSP icon
1246
Invesco Global Listed Private Equity ETF
PSP
$248M
$169K ﹤0.01%
3,994
-40
-1% -$2.01K
BXMX
1247
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$167K ﹤0.01%
14,016
+778
+6% +$10.3K
NRK icon
1248
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$165K ﹤0.01%
16,769
+1,900
+13% +$20.9K
EAD
1249
Allspring Income Opportunities Fund
EAD
$379M
$164K ﹤0.01%
26,381
-7,719
-23% -$52.6K
SKT icon
1250
Tanger
SKT
$4.43B
$163K ﹤0.01%
11,927
-525
-4% -$8.16K
48 49
50
51 52

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AC
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NPT
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PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.