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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
101
Citigroup
C
$226B
$7.61M 0.24%
145,976
-21,564
-13% -$1.09M
TMO icon
102
Thermo Fisher Scientific
TMO
$220B
$7.48M 0.24%
67,168
+2,215
+3% +$220K
MDT icon
103
Medtronic
MDT
$112B
$7.43M 0.24%
129,451
+6,181
+5% +$350K
ETN icon
104
Eaton
ETN
$174B
$7.41M 0.24%
97,351
+28,070
+41% +$2M
VOD icon
105
Vodafone
VOD
$37.4B
$7.38M 0.24%
184,064
-11,526
-6% -$434K
NOV icon
106
NOV
NOV
$7B
$7.23M 0.23%
100,872
+10,137
+11% +$737K
CHE icon
107
Chemed
CHE
$7.22B
$7.22M 0.23%
94,234
+6,776
+8% +$500K
MCD icon
108
McDonald's
MCD
$195B
$7.19M 0.23%
74,115
-12,758
-15% -$1.23M
L icon
109
Loews
L
$23.6B
$7.18M 0.23%
148,801
-11,800
-7% -$564K
D icon
110
Dominion Energy
D
$59.3B
$7.15M 0.23%
110,459
+13,268
+14% +$854K
MON
111
DELISTED
Monsanto Co
MON
$7.12M 0.23%
61,111
-3,611
-6% -$394K
PXF icon
112
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$7.11M 0.23%
161,674
+71,648
+80% +$3.06M
KMB icon
113
Kimberly-Clark
KMB
$36.5B
$7.09M 0.23%
70,772
+50,401
+247% +$5.03M
DDD icon
114
3D Systems Corp
DDD
$613M
$7.08M 0.23%
76,228
+9,326
+14% +$654K
DIS icon
115
Walt Disney
DIS
$181B
$7.08M 0.23%
92,664
+4,196
+5% +$291K
APO icon
116
Apollo Global Management
APO
$73.4B
$7.03M 0.22%
222,436
-3,440
-2% -$107K
VC icon
117
Visteon
VC
$2.78B
$6.92M 0.22%
84,567
+1,947
+2% +$150K
CMI icon
118
Cummins
CMI
$88.7B
$6.83M 0.22%
48,465
+7,393
+18% +$981K
EEM icon
119
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6.8M 0.22%
162,701
+4,839
+3% +$203K
EPR icon
120
EPR Properties
EPR
$4.77B
$6.8M 0.22%
138,263
+11,265
+9% +$564K
MMM icon
121
3M
MMM
$94.3B
$6.75M 0.22%
57,525
-6,438
-10% -$686K
LLY icon
122
Eli Lilly
LLY
$1.06T
$6.64M 0.21%
130,153
-7,854
-6% -$393K
ABT icon
123
Abbott
ABT
$187B
$6.42M 0.21%
167,420
-14,592
-8% -$538K
IWM icon
124
iShares Russell 2000 ETF
IWM
$83B
$6.4M 0.2%
55,516
+3,249
+6% +$359K
WPX
125
DELISTED
WPX Energy, Inc.
WPX
$6.34M 0.2%
311,010
+11,107
+4% +$222K
3 4
5
6 7

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.