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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MC icon
1201
Moelis & Co
MC
$4.92B
$224K ﹤0.01%
+4,800
New +$193K
OVV icon
1202
Ovintiv
OVV
$17.5B
$224K ﹤0.01%
15,576
-4,127
-21% -$48.3K
UTF icon
1203
Cohen & Steers Infrastructure Fund
UTF
$3.02B
$224K ﹤0.01%
8,662
-434
-5% -$10.7K
EDIT icon
1204
Editas Medicine
EDIT
$455M
$222K ﹤0.01%
+3,166
New +$130K
ENSG icon
1205
The Ensign Group
ENSG
$10.5B
$222K ﹤0.01%
+3,045
New +$202K
MMU
1206
Western Asset Managed Municipals Fund
MMU
$552M
$221K ﹤0.01%
17,203
+3,803
+28% +$47.6K
MTH icon
1207
Meritage Homes
MTH
$4.81B
$221K ﹤0.01%
5,328
– –
IHDG icon
1208
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$220K ﹤0.01%
5,607
-44
-0.8% -$1.67K
AFT
1209
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$220K ﹤0.01%
15,297
+3,297
+27% +$44.3K
SIEN
1210
DELISTED
Sientra, Inc.
SIEN
$220K ﹤0.01%
5,660
+2,390
+73% +$107K
SCM icon
1211
Stellus Capital Investment Corp
SCM
$257M
$218K ﹤0.01%
20,007
-3,859
-16% -$38.2K
BRW
1212
Saba Capital Income & Opportunities Fund
BRW
$335M
$217K ﹤0.01%
+24,288
New +$214K
CNNE icon
1213
Cannae Holdings
CNNE
$651M
$217K ﹤0.01%
+4,895
New +$199K
VBIV
1214
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$217K ﹤0.01%
2,634
+34
+1% +$2.9K
HIFS icon
1215
Hingham Institution for Saving
HIFS
$684M
$216K ﹤0.01%
+1,000
New +$213K
HWM icon
1216
Howmet Aerospace
HWM
$112B
$216K ﹤0.01%
+7,551
New +$168K
CET
1217
Central Securities Corp
CET
$1.63B
$215K ﹤0.01%
+6,590
New +$200K
AIF
1218
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$215K ﹤0.01%
14,880
+875
+6% +$11.7K
CLOV icon
1219
Clover Health Investments
CLOV
$2.33B
$214K ﹤0.01%
+12,760
New +$142K
HUSV icon
1220
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.7M
$214K ﹤0.01%
+7,409
New +$209K
GH icon
1221
Guardant Health
GH
$22.2B
$213K ﹤0.01%
+1,651
New +$190K
IVZ icon
1222
Invesco
IVZ
$13.9B
$213K ﹤0.01%
+12,243
New +$188K
NVG icon
1223
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$213K ﹤0.01%
12,696
+77
+0.6% +$1.24K
IYF icon
1224
iShares US Financials ETF
IYF
$4.4B
$212K ﹤0.01%
+3,168
New +$196K
BPY
1225
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$211K ﹤0.01%
14,581
+300
+2% +$4.4K
47 48
49
50 51

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RCM
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.