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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+9.21%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.04B
AUM Growth
+$368M
Cap. Flow
+$68.3M
Cap. Flow %
1.69%
Top 10 Hldgs %
14.84%
Holding
1,360
New
108
Increased
584
Reduced
484
Closed
87

Top Buys

Rank Stock Value
1
DOCU
DocuSign
DOCU
+$4.67M
2
ADBE icon
Adobe
ADBE
+$4.33M
3
PWR icon
Quanta Services
PWR
+$3.93M
4
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$3.61M
5
BMY icon
Bristol-Myers Squibb
BMY
+$3.61M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$6.53M
2
AAPL icon
Apple
AAPL
+$5.68M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$4.6M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$4.11M
5
STZ icon
Constellation Brands
STZ
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 12.17%
3 Financials 11.29%
4 Consumer Discretionary 8.82%
5 Industrials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1201
Prospect Capital
PSEC
$1.17B
$171K ﹤0.01%
26,553
+192
+0.7% +$1.25K
SAN icon
1202
Banco Santander
SAN
$210B
$170K ﹤0.01%
42,867
+21,259
+98% +$82.5K
JHS
1203
John Hancock Income Securities Trust
JHS
$127M
$164K ﹤0.01%
11,104
– –
BMY.RT
1204
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$162K ﹤0.01%
+53,883
New +$140K
AOD
1205
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$161K ﹤0.01%
18,000
– –
WIFI
1206
DELISTED
Boingo Wireless, Inc.
WIFI
$161K ﹤0.01%
14,685
-20,750
-59% -$225K
CHY
1207
Calamos Convertible and High Income Fund
CHY
$1.06B
$160K ﹤0.01%
14,052
-663
-5% -$7.45K
BGB
1208
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$159K ﹤0.01%
11,089
+9
+0.1% +$127
TSLF
1209
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$159K ﹤0.01%
10,500
– –
MMU
1210
Western Asset Managed Municipals Fund
MMU
$554M
$158K ﹤0.01%
+11,891
New +$163K
WPRT
1211
Westport Fuel Systems
WPRT
$35.7M
$156K ﹤0.01%
6,610
-600
-8% -$15.4K
WLL
1212
DELISTED
Whiting Petroleum Corporation
WLL
$153K ﹤0.01%
278
-40
-13% -$19.3K
JTA
1213
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$153K ﹤0.01%
12,651
-79
-0.6% -$912
CSQ icon
1214
Calamos Strategic Total Return Fund
CSQ
$3.35B
$147K ﹤0.01%
10,821
+31
+0.3% +$406
ETW
1215
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$146K ﹤0.01%
14,124
+39
+0.3% +$392
AMC icon
1216
AMC Entertainment Holdings
AMC
$2.31B
$145K ﹤0.01%
+1,999
New +$176K
SHO icon
1217
Sunstone Hotel Investors
SHO
$2.06B
$145K ﹤0.01%
10,404
– –
GEG icon
1218
Great Elm Group
GEG
$69.3M
$143K ﹤0.01%
42,865
– –
RIGL icon
1219
Rigel Pharmaceuticals
RIGL
$750M
$142K ﹤0.01%
6,632
-174
-3% -$3.58K
VCNX
1220
DELISTED
Vaccinex, Inc. Common Stock
VCNX
$142K ﹤0.01%
139
+1
+0.7% +$1.13K
DNP icon
1221
DNP Select Income Fund
DNP
$4.09B
$140K ﹤0.01%
10,943
-847
-7% -$10.8K
MDWD icon
1222
MediWound
MDWD
$185M
$137K ﹤0.01%
6,314
-629
-9% -$13K
TCRT icon
1223
Alaunos Therapeutics
TCRT
$4.86M
$137K ﹤0.01%
193
– –
FTF
1224
Franklin Limited Duration Income Trust
FTF
$233M
$136K ﹤0.01%
14,150
– –
CTR
1225
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$135K ﹤0.01%
3,146
+619
+24% +$25.7K
47 48
49
50 51

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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2019 Portfolio in Review

As of Q4 2019, Oppenheimer & Co held 1,360 positions worth $4.04B, up 10% from $3.67B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Oppenheimer & Co's Q4 2019 filing shows 108 new, 584 increased, 484 reduced and 87 closed positions. Its largest new stake was CAE Inc. Common Shares: 78,310 shares worth $2.07M. The largest sale was Celgene Corp, an estimated $6.53M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

  • Oppenheimer & Co's largest Q4 2019 buy was CAE Inc. Common Shares: 78,310 shares worth $2.07M.
  • Oppenheimer & Co added most to DocuSign in Q4 2019, an estimated $4.67M increase.
  • Oppenheimer & Co's biggest Q4 2019 reduction was Apple, cutting an estimated $5.68M.
  • Oppenheimer & Co fully exited Celgene Corp in Q4 2019, selling an estimated $6.53M.
  • Oppenheimer & Co's ten largest holdings make up 15% of its $4.04B portfolio in Q4 2019.
  • Oppenheimer & Co opened 108 new positions and closed 87 in Q4 2019.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $4.04B.

Based on Oppenheimer & Co's 13F filing for Q4 2019, filed 7 Feb 2020.