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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWJ
1201
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
$205K 0.01%
+7,054
New +$205K
GAM
1202
General American Investors Company
GAM
$1.61B
$204K 0.01%
+5,803
New +$202K
LPT
1203
DELISTED
Liberty Property Trust
LPT
$204K 0.01%
+6,032
New +$211K
WRES
1204
DELISTED
WARREN RESOURCES INC
WRES
$204K 0.01%
65,000
-32,000
-33% -$99.9K
DBD
1205
DELISTED
Diebold Nixdorf Incorporated
DBD
$203K 0.01%
+6,140
New +$191K
HHY
1206
DELISTED
Brookfield High Income Fund Inc.
HHY
$203K 0.01%
20,920
-9,723
-32% -$95.3K
BGH
1207
Barings Global Short Duration High Yield Fund
BGH
$286M
$202K 0.01%
8,719
-1,150
-12% -$26.6K
CHL
1208
DELISTED
China Mobile Limited
CHL
$202K 0.01%
+3,872
New +$206K
HOG icon
1209
Harley-Davidson
HOG
$2.67B
$201K 0.01%
+2,900
New +$192K
MLAB icon
1210
Mesa Laboratories
MLAB
$570M
$201K 0.01%
+2,556
New +$186K
PER
1211
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$201K 0.01%
16,980
-19,817
-54% -$269K
CYH icon
1212
Community Health Systems
CYH
$412M
$200K 0.01%
+6,163
New +$212K
TCS
1213
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$200K 0.01%
+287
New +$169K
ETG
1214
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$199K 0.01%
11,726
-440
-4% -$7.1K
PACT
1215
DELISTED
PACTERA TECHNOLOGY INTL LTD SPONSORED ADR
PACT
$199K 0.01%
27,891
+6,253
+29% +$43.1K
QQQX icon
1216
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$198K 0.01%
+11,123
New +$191K
RKUS
1217
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$198K 0.01%
+13,918
New +$205K
ARQL
1218
DELISTED
Arqule Inc
ARQL
$197K 0.01%
91,800
-1,000
-1% -$2.25K
AGC
1219
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$197K 0.01%
27,083
-3,111
-10% -$22.1K
PWE
1220
DELISTED
Penn West Energy Petroleum Ltd
PWE
$197K 0.01%
23,610
-11,960
-34% -$115K
EMD
1221
Western Asset Emerging Markets Debt Fund
EMD
$612M
$196K 0.01%
11,403
-8,533
-43% -$148K
JBLU icon
1222
JetBlue
JBLU
$2.17B
$194K 0.01%
22,725
+5,300
+30% +$42.1K
MFA
1223
MFA Financial
MFA
$916M
$194K 0.01%
6,858
-1,250
-15% -$36.6K
BTZ icon
1224
BlackRock Credit Allocation Income Trust
BTZ
$958M
$191K 0.01%
14,580
-3,672
-20% -$47K
HTY
1225
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$191K 0.01%
15,350
– –
47 48
49
50 51

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NPT
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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.