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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TY icon
1151
TRI-Continental Corp
TY
$1.9B
$279K 0.01%
10,484
– –
AVUV icon
1152
Avantis US Small Cap Value ETF
AVUV
$30.9B
$279K 0.01%
3,576
– –
AON icon
1153
Aon
AON
$76.1B
$278K 0.01%
857
-62
-7% -$20.5K
GENI icon
1154
Genius Sports
GENI
$2.1B
$278K 0.01%
52,082
+33,307
+177% +$221K
IGPT icon
1155
Invesco AI and Next Gen Software ETF
IGPT
$1.14B
$276K 0.01%
8,527
-8,591
-50% -$295K
DELL icon
1156
Dell
DELL
$286B
$275K 0.01%
3,994
-88
-2% -$5.24K
EWJV icon
1157
iShares MSCI Japan Value ETF
EWJV
$746M
$274K 0.01%
9,604
-1,039
-10% -$29.3K
IYF icon
1158
iShares US Financials ETF
IYF
$4.42B
$274K 0.01%
3,661
– –
TSN icon
1159
Tyson Foods
TSN
$19.9B
$273K 0.01%
5,406
-1,116
-17% -$59.4K
CC icon
1160
Chemours
CC
$2.25B
$272K 0.01%
9,701
-2,325
-19% -$79.8K
FRO icon
1161
Frontline
FRO
$8.33B
$271K 0.01%
+14,450
New +$243K
CET
1162
Central Securities Corp
CET
$1.63B
$270K 0.01%
7,630
– –
ACLS icon
1163
Axcelis
ACLS
$4.13B
$270K 0.01%
+1,654
New +$291K
HPQ icon
1164
HP
HPQ
$26.7B
$270K 0.01%
10,489
-183
-2% -$5.61K
KR icon
1165
Kroger
KR
$34.4B
$269K 0.01%
6,018
-2,811
-32% -$132K
LSCC icon
1166
Lattice Semiconductor
LSCC
$18B
$269K 0.01%
3,130
-83
-3% -$7.49K
TKR icon
1167
Timken Company
TKR
$8.94B
$268K 0.01%
3,641
+470
+15% +$38.1K
AAL icon
1168
American Airlines Group
AAL
$10.2B
$267K 0.01%
20,833
-6,787
-25% -$105K
OPER icon
1169
ClearShares Ultra-Short Maturity ETF
OPER
$105M
$266K 0.01%
2,650
-900
-25% -$90.4K
MIN
1170
Aberdeen Intermediate Income Fund
MIN
$279M
$265K 0.01%
98,979
– –
FXD icon
1171
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$263K 0.01%
5,164
-4,700
-48% -$256K
EVT icon
1172
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.18B
$263K 0.01%
12,411
+370
+3% +$8.36K
GNW icon
1173
Genworth Financial
GNW
$3.72B
$263K 0.01%
44,800
-13,500
-23% -$77.9K
VRIG icon
1174
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$262K 0.01%
+10,500
New +$262K
AMR icon
1175
Alpha Metallurgical Resources
AMR
$1.94B
$261K 0.01%
+1,004
New +$196K
45 46
47
48 49

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.