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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+9.18%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.39B
AUM Growth
+$118M
Cap. Flow
-$190M
Cap. Flow %
-4.31%
Top 10 Hldgs %
15.83%
Holding
1,464
New
104
Increased
519
Reduced
644
Closed
116

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$5.9M
2
MEOH icon
Methanex
MEOH
+$5.89M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.46M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.11M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$22.8M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15M
3
WFC icon
Wells Fargo
WFC
+$11.1M
4
JNJ icon
Johnson & Johnson
JNJ
+$11M
5
C icon
Citigroup
C
+$9.2M

Sector Composition

Rank Sector Weight
1 Technology 15.67%
2 Healthcare 11.79%
3 Financials 11.13%
4 Industrials 8.9%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSM icon
1151
ProShares Large Cap Core Plus
CSM
$532M
$251K 0.01%
+5,583
New +$255K
ESGU icon
1152
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$250K 0.01%
2,945
– –
NVAX icon
1153
Novavax
NVAX
$1.31B
$249K 0.01%
24,267
-9,721
-29% -$172K
HIE
1154
DELISTED
Miller/Howard High Income Equity Fund
HIE
$249K 0.01%
23,860
+455
+2% +$4.62K
CFLT
1155
DELISTED
Confluent
CFLT
$249K 0.01%
11,205
+450
+4% +$10.4K
BKLN icon
1156
Invesco Senior Loan ETF
BKLN
$6.75B
$249K 0.01%
12,112
+1,144
+10% +$23.7K
EMLP icon
1157
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$249K 0.01%
9,314
– –
YLDE icon
1158
ClearBridge Dividend Strategy ESG ETF
YLDE
$173M
$248K 0.01%
6,364
-30
-0.5% -$1.15K
JPS
1159
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$248K 0.01%
36,520
-3,094
-8% -$21.1K
PPLT
1160
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
$248K 0.01%
+24,950
New +$225K
XSVM icon
1161
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$667M
$248K 0.01%
+5,412
New +$252K
BOTZ icon
1162
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.56B
$245K 0.01%
11,936
-1,095
-8% -$22K
SJI
1163
DELISTED
South Jersey Industries, Inc.
SJI
$245K 0.01%
6,901
+851
+14% +$29.4K
DRIV icon
1164
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$245K 0.01%
12,314
-3,986
-24% -$85.2K
RGA icon
1165
Reinsurance Group of America
RGA
$16B
$245K 0.01%
1,721
+2
+0.1% +$279
RNR icon
1166
RenaissanceRe
RNR
$13.2B
$244K 0.01%
+1,327
New +$224K
PCN
1167
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$244K 0.01%
20,554
+1,963
+11% +$24.2K
EBAY icon
1168
eBay
EBAY
$47.2B
$243K 0.01%
5,865
-2,404
-29% -$99.6K
LEGR icon
1169
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$243K 0.01%
7,086
-1,955
-22% -$65.1K
XMMO icon
1170
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$241K 0.01%
3,203
+131
+4% +$10.1K
LPLA icon
1171
LPL Financial
LPLA
$29.2B
$241K 0.01%
+1,113
New +$260K
HYZD icon
1172
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$240K 0.01%
+11,588
New +$241K
IYM icon
1173
iShares US Basic Materials ETF
IYM
$1.03B
$239K 0.01%
1,914
– –
GOVT icon
1174
iShares US Treasury Bond ETF
GOVT
$43.7B
$239K 0.01%
+10,507
New +$239K
VOOV icon
1175
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$239K 0.01%
1,704
+14
+0.8% +$1.93K
45 46
47
48 49

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PVI
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WPL
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IAA
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2022 Portfolio in Review

As of Q4 2022, Oppenheimer & Co held 1,464 positions worth $4.39B, up 2.8% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Oppenheimer & Co withdrew a net $190M in Q4 2022, closing 116 positions and reducing 644 holdings. Its most notable exit was State Street SPDR Portfolio Mortgage Backed Bond ETF, an estimated $8.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Oppenheimer & Co opened a new position in State Street SPDR Portfolio S&P 500 Value ETF worth $5.18M.

  • Oppenheimer & Co's largest Q4 2022 buy was State Street SPDR Portfolio S&P 500 Value ETF: 133,272 shares worth $5.18M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q4 2022, an estimated $5.9M increase.
  • Oppenheimer & Co's biggest Q4 2022 reduction was Berkshire Hathaway Class B, cutting an estimated $22.8M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio Mortgage Backed Bond ETF in Q4 2022, selling an estimated $8.22M.
  • Oppenheimer & Co's ten largest holdings make up 16% of its $4.39B portfolio in Q4 2022.
  • Oppenheimer & Co opened 104 new positions and closed 116 in Q4 2022.
  • Oppenheimer & Co's portfolio value rose 2.8% quarter-over-quarter to $4.39B.

Based on Oppenheimer & Co's 13F filing for Q4 2022, filed 8 Feb 2023.