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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXST icon
1151
Nexstar Media Group
NXST
$5.69B
$250K 0.01%
+2,286
New +$223K
ATER icon
1152
Aterian
ATER
$5.32M
$249K 0.01%
+1,205
New +$139K
IVH
1153
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$249K 0.01%
18,760
+3,360
+22% +$41.7K
LHCG
1154
DELISTED
LHC Group LLC
LHCG
$249K 0.01%
1,165
– –
UHT
1155
Universal Health Realty Income Trust
UHT
$566M
$248K 0.01%
3,850
– –
ENS icon
1156
EnerSys
ENS
$6.79B
$247K 0.01%
+2,974
New +$233K
FTV icon
1157
Fortive
FTV
$18.6B
$247K 0.01%
4,630
-971
-17% -$49.9K
CCD
1158
Calamos Dynamic Convertible & Income Fund
CCD
$745M
$246K 0.01%
+8,727
New +$226K
KBA icon
1159
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$246K 0.01%
5,359
+162
+3% +$6.92K
AVUV icon
1160
Avantis US Small Cap Value ETF
AVUV
$30.9B
$245K 0.01%
+4,304
New +$220K
BGS icon
1161
B&G Foods
BGS
$277M
$245K 0.01%
8,865
+939
+12% +$26.5K
CRNC icon
1162
Cerence
CRNC
$381M
$245K 0.01%
+2,441
New +$182K
SJNK icon
1163
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$245K 0.01%
9,086
+444
+5% +$11.7K
APLS
1164
DELISTED
Apellis Pharmaceuticals
APLS
$244K 0.01%
4,267
-3,182
-43% -$135K
BIT icon
1165
BlackRock Multi-Sector Income Trust
BIT
$702M
$244K 0.01%
+13,900
New +$229K
EMD
1166
Western Asset Emerging Markets Debt Fund
EMD
$610M
$244K 0.01%
17,561
+370
+2% +$4.87K
HEI.A icon
1167
HEICO Corp Class A
HEI.A
$37B
$244K 0.01%
+2,084
New +$227K
TY icon
1168
TRI-Continental Corp
TY
$1.9B
$244K 0.01%
8,293
+47
+0.6% +$1.31K
HZNP
1169
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$244K 0.01%
3,342
-596
-15% -$44.3K
PAE
1170
DELISTED
PAE Incorporated Class A Common Stock
PAE
$243K 0.01%
+26,447
New +$244K
BGY icon
1171
BlackRock Enhanced International Dividend Trust
BGY
$534M
$242K 0.01%
41,290
+366
+0.9% +$2.04K
CASY icon
1172
Casey's General Stores
CASY
$30.7B
$242K 0.01%
1,354
– –
SGOL icon
1173
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$242K 0.01%
13,230
-1,100
-8% -$19.8K
UVSP icon
1174
Univest Financial
UVSP
$1.18B
$242K 0.01%
+11,756
New +$211K
CHTR icon
1175
Charter Communications
CHTR
$18.8B
$241K 0.01%
365
+32
+10% +$20.4K
45 46
47
48 49

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PVI
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WPL
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.