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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBTX
1126
DELISTED
Veritex Holdings
VBTX
$303K 0.01%
16,900
-700
-4% -$13.5K
CMF icon
1127
iShares California Muni Bond ETF
CMF
$4.62B
$303K 0.01%
5,520
– –
IBKR icon
1128
Interactive Brokers
IBKR
$40.7B
$301K 0.01%
13,916
+48
+0.3% +$1.07K
AEE icon
1129
Ameren
AEE
$29.8B
$301K 0.01%
4,022
-200
-5% -$16.3K
IRT icon
1130
Independence Realty Trust
IRT
$3.94B
$301K 0.01%
21,379
– –
FMHI icon
1131
First Trust Municipal High Income ETF
FMHI
$1.01B
$300K 0.01%
6,659
-522
-7% -$24.3K
LDOS icon
1132
Leidos
LDOS
$17.6B
$299K 0.01%
3,249
-26
-0.8% -$2.45K
XMMO icon
1133
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$299K 0.01%
3,717
+267
+8% +$21.7K
XME icon
1134
State Street SPDR S&P Metals & Mining ETF
XME
$4.54B
$298K 0.01%
+5,667
New +$294K
RUN icon
1135
Sunrun
RUN
$2.42B
$294K 0.01%
23,413
+3,944
+20% +$64.9K
OCSL icon
1136
Oaktree Specialty Lending
OCSL
$1.13B
$294K 0.01%
14,615
+584
+4% +$11.7K
IOT icon
1137
Samsara
IOT
$23.6B
$294K 0.01%
+11,655
New +$309K
CYBR
1138
DELISTED
CyberArk
CYBR
$291K 0.01%
1,778
-3,771
-68% -$606K
HIG icon
1139
Hartford Financial Services
HIG
$38.4B
$290K 0.01%
4,091
+700
+21% +$50.8K
ETW
1140
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$288K 0.01%
37,684
-171
-0.5% -$1.37K
CALM icon
1141
Cal-Maine
CALM
$3.87B
$287K 0.01%
5,934
-282
-5% -$13.1K
AMRC icon
1142
Ameresco
AMRC
$1.38B
$286K 0.01%
7,417
-570
-7% -$27.5K
AIQ icon
1143
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$285K 0.01%
+10,585
New +$298K
EWZ icon
1144
iShares MSCI Brazil ETF
EWZ
$8.6B
$285K 0.01%
+9,285
New +$295K
BGB
1145
Blackstone Strategic Credit 2027 Term Fund
BGB
$504M
$284K 0.01%
25,882
+5,385
+26% +$59.6K
NLR icon
1146
VanEck Uranium + Nuclear Energy ETF
NLR
$4.19B
$282K 0.01%
+3,981
New +$254K
GPK icon
1147
Graphic Packaging
GPK
$3.52B
$282K 0.01%
12,658
-26,579
-68% -$610K
CNQ icon
1148
Canadian Natural Resources
CNQ
$98B
$281K 0.01%
+8,694
New +$266K
HCP
1149
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
$281K 0.01%
12,302
+918
+8% +$24.9K
WEN icon
1150
Wendy's
WEN
$1.41B
$280K 0.01%
13,742
+58
+0.4% +$1.21K
44 45
46
47 48

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.