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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHI
1126
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$267K 0.01%
19,751
+3
+0% +$37
IMOS
1127
ChipMOS TECHNOLOGIES
IMOS
$2.06B
$267K 0.01%
+10,970
New +$238K
NMZ icon
1128
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$266K 0.01%
18,454
+2,745
+17% +$37.5K
GWRE icon
1129
Guidewire Software
GWRE
$14.7B
$265K 0.01%
+2,056
New +$235K
HEI icon
1130
HEICO Corp
HEI
$51.3B
$265K 0.01%
+2,000
New +$244K
CODI icon
1131
Compass Diversified
CODI
$927M
$263K 0.01%
13,527
+76
+0.6% +$1.45K
IYJ icon
1132
iShares US Industrials ETF
IYJ
$1.95B
$263K 0.01%
2,700
-90
-3% -$8.21K
BB icon
1133
BlackBerry
BB
$5.26B
$262K 0.01%
+39,400
New +$233K
INCY icon
1134
Incyte
INCY
$24.5B
$262K 0.01%
3,015
+238
+9% +$20.6K
AEE icon
1135
Ameren
AEE
$29.8B
$261K 0.01%
3,346
– –
IWV icon
1136
iShares Russell 3000 ETF
IWV
$20.4B
$261K 0.01%
1,169
+4
+0.3% +$840
GWPH
1137
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$261K 0.01%
2,263
-1,257
-36% -$141K
IXN icon
1138
iShares Global Tech ETF
IXN
$9.2B
$260K 0.01%
5,190
-984
-16% -$45.5K
NVRO
1139
DELISTED
NEVRO CORP.
NVRO
$260K 0.01%
1,504
– –
IWN icon
1140
iShares Russell 2000 Value ETF
IWN
$14.6B
$259K 0.01%
1,967
-1,888
-49% -$223K
RSPH icon
1141
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$258K 0.01%
9,880
– –
IWR icon
1142
iShares Russell Mid-Cap ETF
IWR
$57.7B
$256K 0.01%
3,731
+11
+0.3% +$701
INSG icon
1143
Inseego
INSG
$84.9M
$254K 0.01%
1,640
-85
-5% -$9.39K
NEE.PRP
1144
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$254K 0.01%
5,000
– –
BCS icon
1145
Barclays
BCS
$93.7B
$252K 0.01%
31,508
+2,610
+9% +$17.5K
XHE icon
1146
State Street SPDR S&P Health Care Equipment ETF
XHE
$168M
$252K 0.01%
2,217
+7
+0.3% +$736
DHT icon
1147
DHT Holdings
DHT
$2.93B
$251K 0.01%
47,911
+1,888
+4% +$9.85K
IFLN
1148
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$251K 0.01%
12,929
– –
WHR icon
1149
Whirlpool
WHR
$2.84B
$251K 0.01%
1,394
-57
-4% -$10.9K
CPER icon
1150
United States Copper Index Fund
CPER
$778M
$250K 0.01%
+11,485
New +$233K
44 45
46
47 48

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Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.