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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGR
1126
DELISTED
Enstar Group
ESGR
$236K 0.01%
1,700
– –
TDS icon
1127
Telephone and Data Systems
TDS
$3.75B
$236K 0.01%
9,152
-1,950
-18% -$55.1K
WEC icon
1128
WEC Energy
WEC
$34.6B
$236K 0.01%
+5,716
New +$237K
RFMD
1129
DELISTED
RF MICRO DEVICES INC
RFMD
$236K 0.01%
45,774
+25,300
+124% +$136K
DAN icon
1130
Dana Inc
DAN
$3.13B
$235K 0.01%
+12,000
New +$244K
IHE icon
1131
iShares US Pharmaceuticals ETF
IHE
$1.65B
$235K 0.01%
5,964
– –
JACK icon
1132
Jack in the Box
JACK
$335M
$235K 0.01%
+4,706
New +$207K
MUC icon
1133
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$235K 0.01%
+17,739
New +$237K
LPSN icon
1134
LivePerson
LPSN
$31.1M
$234K 0.01%
1,053
-25
-2% -$4.15K
AD
1135
Array Digital Infrastructure
AD
$3.03B
$234K 0.01%
5,600
-1,200
-18% -$53.4K
CAJ
1136
DELISTED
Canon, Inc.
CAJ
$234K 0.01%
+7,324
New +$234K
NAV
1137
DELISTED
Navistar International
NAV
$234K 0.01%
+6,128
New +$234K
BSFT
1138
DELISTED
BroadSoft, Inc.
BSFT
$234K 0.01%
+8,547
New +$253K
CHY
1139
Calamos Convertible and High Income Fund
CHY
$1.06B
$232K 0.01%
17,924
-9,405
-34% -$120K
PIZ icon
1140
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$734M
$232K 0.01%
+8,759
New +$223K
ALR
1141
DELISTED
Alere Inc
ALR
$232K 0.01%
+6,408
New +$213K
HK
1142
DELISTED
Halcon Resources Corporation
HK
$232K 0.01%
+349
New +$271K
ISHG icon
1143
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$231K 0.01%
2,451
– –
ROYT
1144
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$229K 0.01%
18,020
+490
+3% +$7.01K
DHG
1145
DELISTED
Deutsche High Incm Opportunities
DHG
$229K 0.01%
15,921
-14,916
-48% -$211K
VTA
1146
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$228K 0.01%
17,689
-311
-2% -$3.93K
P
1147
DELISTED
Pandora Media Inc
P
$228K 0.01%
8,572
-1,483
-15% -$40.6K
MJN
1148
DELISTED
Mead Johnson Nutrition Company
MJN
$228K 0.01%
2,719
– –
MNDT
1149
DELISTED
Mandiant, Inc. Common Stock
MNDT
$227K 0.01%
+5,195
New +$203K
ARRY
1150
DELISTED
Array Biopharma Inc
ARRY
$227K 0.01%
+45,400
New +$247K
44 45
46
47 48

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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.