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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-4.38%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.27B
AUM Growth
-$371M
Cap. Flow
-$127M
Cap. Flow %
-2.97%
Top 10 Hldgs %
17.39%
Holding
1,495
New
92
Increased
565
Reduced
626
Closed
135

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.8M
2
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$8.71M
3
TIPZ icon
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
+$7.71M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.86M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.79M

Top Sells

Rank Stock Value
1
TIPX icon
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
+$11.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$11.6M
3
IYK icon
iShares US Consumer Staples ETF
IYK
+$10.9M
4
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$9.22M
5
MSFT icon
Microsoft
MSFT
+$6.77M

Sector Composition

Rank Sector Weight
1 Technology 16.08%
2 Financials 11.35%
3 Healthcare 11.26%
4 Industrials 8.28%
5 Consumer Discretionary 7.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWCO icon
1101
Consolidated Water Co
CWCO
$517M
$271K 0.01%
+17,628
New +$278K
NICE icon
1102
Nice
NICE
$5.96B
$269K 0.01%
1,429
-54
-4% -$11.3K
BGB
1103
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$268K 0.01%
25,168
+932
+4% +$10.7K
FUN icon
1104
Cedar Fair
FUN
$1.62B
$268K 0.01%
6,497
+250
+4% +$10.6K
VERU icon
1105
Veru
VERU
$44.5M
$267K 0.01%
+2,318
New +$334K
ALRM icon
1106
Alarm.com
ALRM
$2.76B
$266K 0.01%
4,098
-40
-1% -$2.75K
HYLS icon
1107
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$266K 0.01%
6,938
-2,915
-30% -$119K
SPSM icon
1108
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$266K 0.01%
7,819
+899
+13% +$34K
CNA icon
1109
CNA Financial
CNA
$13.8B
$263K 0.01%
7,119
-572
-7% -$23.3K
ACM icon
1110
Aecom
ACM
$8.59B
$260K 0.01%
3,813
-640
-14% -$45.4K
JPS
1111
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$260K 0.01%
39,614
-986
-2% -$7.25K
PARAP
1112
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$259K 0.01%
8,374
-1,615
-16% -$61.8K
ARRY icon
1113
Array Technologies
ARRY
$829M
$258K 0.01%
15,590
-16,640
-52% -$288K
MCI
1114
Barings Corporate Investors
MCI
$343M
$258K 0.01%
19,918
-12,417
-38% -$172K
UTF icon
1115
Cohen & Steers Infrastructure Fund
UTF
$3.02B
$258K 0.01%
11,103
-396
-3% -$10.4K
KSS icon
1116
Kohl's
KSS
$2.11B
$257K 0.01%
10,205
+1,522
+18% +$44.4K
AVAV icon
1117
AeroVironment
AVAV
$9.89B
$256K 0.01%
3,077
+552
+22% +$49.4K
CFLT
1118
DELISTED
Confluent
CFLT
$256K 0.01%
+10,755
New +$290K
MOH icon
1119
Molina Healthcare
MOH
$10.2B
$256K 0.01%
+777
New +$250K
ONDS icon
1120
Ondas Inc
ONDS
$5.5B
$256K 0.01%
69,057
-2,891
-4% -$13.6K
TRGP icon
1121
Targa Resources
TRGP
$57B
$256K 0.01%
+4,250
New +$279K
FPX icon
1122
First Trust US Equity Opportunities ETF
FPX
$1.49B
$255K 0.01%
3,141
-108
-3% -$9.48K
BTO
1123
John Hancock Financial Opportunities Fund
BTO
$812M
$254K 0.01%
8,054
-3
-0% -$109
MP icon
1124
MP Materials
MP
$9.78B
$254K 0.01%
9,305
+1,605
+21% +$52.5K
AYX
1125
DELISTED
Alteryx Inc
AYX
$253K 0.01%
4,523
+75
+2% +$4.4K
43 44
45
46 47

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PVI
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RCM
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Oppenheimer & Co's Q3 2022 Portfolio in Review

As of Q3 2022, Oppenheimer & Co held 1,495 positions worth $4.27B, down 8% from $4.65B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2022 filing shows 92 new, 565 increased, 626 reduced and 135 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M. The largest sale was State Street SPDR Bloomberg 1-10 Year TIPS ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 383,244 shares worth $8.22M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q3 2022, an estimated $15.8M increase.
  • Oppenheimer & Co's biggest Q3 2022 reduction was State Street SPDR Bloomberg 1-10 Year TIPS ETF, cutting an estimated $11.6M.
  • Oppenheimer & Co fully exited iShares US Consumer Staples ETF in Q3 2022, selling an estimated $10.9M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.27B portfolio in Q3 2022.
  • Oppenheimer & Co opened 92 new positions and closed 135 in Q3 2022.
  • Oppenheimer & Co's portfolio value fell 8% quarter-over-quarter to $4.27B.

Based on Oppenheimer & Co's 13F filing for Q3 2022, filed 14 Nov 2022.