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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-13.16%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.2B
AUM Growth
-$730M
Cap. Flow
-$164M
Cap. Flow %
-5.14%
Top 10 Hldgs %
14.44%
Holding
1,433
New
85
Increased
447
Reduced
621
Closed
196

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.65M
2
VZ icon
Verizon
VZ
+$4.92M
3
LIN icon
Linde
LIN
+$4.78M
4
ILMN icon
Illumina
ILMN
+$4.5M
5
AAPL icon
Apple
AAPL
+$4.21M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$9.23M
2
ETSY icon
Etsy
ETSY
+$6.87M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$6.83M
4
JPM icon
JPMorgan Chase
JPM
+$6.4M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$6.23M

Sector Composition

Rank Sector Weight
1 Healthcare 13.46%
2 Technology 12.76%
3 Financials 11.37%
4 Industrials 8.31%
5 Consumer Discretionary 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDC
1101
Are Dynamic Credit Allocation Fund
ARDC
$299M
$201K 0.01%
14,600
+1,100
+8% +$16.3K
AWR icon
1102
American States Water
AWR
$3.43B
$201K 0.01%
+3,011
New +$193K
DSI icon
1103
iShares MSCI KLD 400 Social ETF
DSI
$5.53B
$201K 0.01%
+4,320
New +$214K
XMMO icon
1104
Invesco S&P MidCap Momentum ETF
XMMO
$7.52B
$201K 0.01%
4,459
-14
-0.3% -$669
LIT icon
1105
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$200K 0.01%
7,446
-10,518
-59% -$320K
AREX
1106
DELISTED
Approach Resources Inc.
AREX
$199K 0.01%
227,997
-23,300
-9% -$35.7K
NID
1107
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$198K 0.01%
+16,018
New +$197K
MQT
1108
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$197K 0.01%
17,250
-300
-2% -$3.42K
JTA
1109
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$196K 0.01%
19,270
-1,000
-5% -$11.7K
OIH icon
1110
VanEck Oil Services ETF
OIH
$1.95B
$194K 0.01%
692
-2,801
-80% -$1.11M
CNCR
1111
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$193K 0.01%
10,227
+2,120
+26% +$44.2K
CMCM
1112
Cheetah Mobile
CMCM
$98.1M
$190K 0.01%
6,204
– –
PSEC icon
1113
Prospect Capital
PSEC
$1.15B
$190K 0.01%
29,993
– –
BTZ icon
1114
BlackRock Credit Allocation Income Trust
BTZ
$958M
$189K 0.01%
16,928
+232
+1% +$2.71K
VKQ icon
1115
Invesco Municipal Trust
VKQ
$547M
$189K 0.01%
16,987
-2,248
-12% -$25K
GAB icon
1116
Gabelli Equity Trust
GAB
$1.79B
$188K 0.01%
37,857
+107
+0.3% +$613
NIE
1117
Virtus Equity & Convertible Income Fund
NIE
$736M
$187K 0.01%
+10,107
New +$205K
LGF.A
1118
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$187K 0.01%
11,600
+3,300
+40% +$63.9K
MFIC icon
1119
MidCap Financial Investment
MFIC
$797M
$184K 0.01%
14,827
-406
-3% -$6.18K
VMO icon
1120
Invesco Municipal Opportunity Trust
VMO
$658M
$184K 0.01%
16,500
-10,450
-39% -$116K
RLJ icon
1121
RLJ Lodging Trust
RLJ
$1.67B
$178K 0.01%
+10,860
New +$211K
RIGL icon
1122
Rigel Pharmaceuticals
RIGL
$778M
$177K 0.01%
7,705
– –
MNK
1123
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$175K 0.01%
11,049
-6,024
-35% -$150K
BTA
1124
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$174K 0.01%
+16,274
New +$178K
ICMB icon
1125
Investcorp Credit Management BDC
ICMB
$11.9M
$173K 0.01%
27,953
+8,056
+40% +$62.6K
43 44
45
46 47

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RCM
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Oppenheimer & Co's Q4 2018 Portfolio in Review

As of Q4 2018, Oppenheimer & Co held 1,433 positions worth $3.2B, down 19% from $3.93B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co withdrew a net $164M in Q4 2018, closing 196 positions and reducing 621 holdings. Its most notable exit was Etsy, an estimated $6.87M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

Against the trend, Oppenheimer & Co opened a new position in Linde worth $4.72M.

  • Oppenheimer & Co's largest Q4 2018 buy was Linde: 30,256 shares worth $4.72M.
  • Oppenheimer & Co added most to iShares 20+ Year Treasury Bond ETF in Q4 2018, an estimated $7.65M increase.
  • Oppenheimer & Co's biggest Q4 2018 reduction was Meta Platforms (Facebook), cutting an estimated $9.23M.
  • Oppenheimer & Co fully exited Etsy in Q4 2018, selling an estimated $6.87M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.2B portfolio in Q4 2018.
  • Oppenheimer & Co opened 85 new positions and closed 196 in Q4 2018.
  • Oppenheimer & Co's portfolio value fell 19% quarter-over-quarter to $3.2B.

Based on Oppenheimer & Co's 13F filing for Q4 2018, filed 29 Jan 2019.