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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QIWI
1101
DELISTED
QIWI PLC
QIWI
$251K 0.01%
+4,481
New +$200K
CCEP icon
1102
Coca-Cola Europacific Partners
CCEP
$46.9B
$250K 0.01%
5,661
-35
-0.6% -$1.46K
GBDC icon
1103
Golub Capital BDC
GBDC
$3.39B
$250K 0.01%
13,375
+510
+4% +$8.88K
TPL icon
1104
Texas Pacific Land
TPL
$23.8B
$250K 0.01%
22,500
– –
PJP icon
1105
Invesco Pharmaceuticals ETF
PJP
$498M
$249K 0.01%
4,656
-2,115
-31% -$106K
PKX icon
1106
POSCO
PKX
$17.8B
$248K 0.01%
+3,179
New +$242K
TSI
1107
TCW Strategic Income Fund
TSI
$213M
$248K 0.01%
46,500
+5,500
+13% +$29.8K
SN
1108
DELISTED
Sanchez Energy Corporation
SN
$248K 0.01%
10,101
+101
+1% +$2.68K
CAM
1109
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$248K 0.01%
4,145
-15,884
-79% -$915K
DLR icon
1110
Digital Realty Trust
DLR
$71B
$247K 0.01%
5,015
-5,275
-51% -$262K
HYB
1111
DELISTED
New America High Income Fund, Inc.
HYB
$247K 0.01%
25,662
-89,310
-78% -$855K
RGC
1112
DELISTED
Regal Entertainment Group
RGC
$247K 0.01%
+12,690
New +$243K
ARCC icon
1113
Ares Capital
ARCC
$14.2B
$246K 0.01%
13,864
-9,337
-40% -$165K
MTDR icon
1114
Matador Resources
MTDR
$6.35B
$246K 0.01%
13,200
-26,800
-67% -$526K
SVVC
1115
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$246K 0.01%
10,637
-1,127
-10% -$26.3K
SITC icon
1116
SITE Centers
SITC
$161M
$244K 0.01%
+12,345
New +$256K
PNRA
1117
DELISTED
Panera Bread Co
PNRA
$244K 0.01%
1,379
-140
-9% -$23.5K
BOND icon
1118
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$242K 0.01%
2,310
-327
-12% -$34.6K
EXG icon
1119
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$241K 0.01%
24,126
+1,403
+6% +$13.8K
NDLS icon
1120
Noodles & Co
NDLS
$102M
$241K 0.01%
839
-4,254
-84% -$1.41M
MXIM
1121
DELISTED
Maxim Integrated Products
MXIM
$241K 0.01%
8,656
+100
+1% +$2.89K
DEI icon
1122
Douglas Emmett
DEI
$1.91B
$240K 0.01%
10,300
-2,400
-19% -$57.2K
NWE icon
1123
NorthWestern Energy
NWE
$4.35B
$238K 0.01%
5,500
– –
SAP icon
1124
SAP
SAP
$240B
$238K 0.01%
+2,730
New +$217K
ELME
1125
Elme Communities
ELME
$143M
$236K 0.01%
+10,085
New +$249K
43 44
45
46 47

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NPT
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PVI
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WPL
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IAA
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RCM
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RCMNY
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SIM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.