We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+15.61%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.74B
AUM Growth
+$743M
Cap. Flow
+$207M
Cap. Flow %
4.37%
Top 10 Hldgs %
17.46%
Holding
1,440
New
165
Increased
569
Reduced
526
Closed
100

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$20.3M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$16.8M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$16.2M
4
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$15.9M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15.5M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.67M
2
LOW icon
Lowe's Companies
LOW
+$6.73M
3
ALB icon
Albemarle
ALB
+$5.55M
4
VEEV icon
Veeva Systems
VEEV
+$5.27M
5
CHWY icon
Chewy
CHWY
+$5.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Healthcare 11.15%
3 Financials 10.55%
4 Consumer Discretionary 9.84%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POST icon
1076
Post Holdings
POST
$3.56B
$303K 0.01%
4,584
– –
URBN icon
1077
Urban Outfitters
URBN
$6.8B
$303K 0.01%
11,850
-600
-5% -$15.5K
VONV icon
1078
Vanguard Russell 1000 Value ETF
VONV
$22B
$303K 0.01%
+5,062
New +$285K
VONG icon
1079
Vanguard Russell 1000 Growth ETF
VONG
$45.4B
$301K 0.01%
+4,860
New +$285K
MSGS icon
1080
Madison Square Garden
MSGS
$9.47B
$299K 0.01%
1,626
+115
+8% +$18.9K
LSXMA
1081
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$299K 0.01%
9,407
-8
-0.1% -$231
L icon
1082
Loews
L
$23.1B
$298K 0.01%
6,606
-300
-4% -$12.1K
PGR icon
1083
Progressive
PGR
$123B
$298K 0.01%
3,017
+522
+21% +$49.4K
VNET
1084
VNET Group
VNET
$2.14B
$298K 0.01%
8,600
-1,722
-17% -$45.2K
TUFN
1085
DELISTED
Tufin Software Technologies Ltd.
TUFN
$297K 0.01%
23,800
+7,000
+42% +$60.1K
BYD icon
1086
Boyd Gaming
BYD
$5.98B
$296K 0.01%
6,900
-800
-10% -$29.4K
NRK icon
1087
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$296K 0.01%
21,894
– –
UBS icon
1088
UBS Group
UBS
$176B
$296K 0.01%
20,949
-3,668
-15% -$48.6K
FTF
1089
Franklin Limited Duration Income Trust
FTF
$234M
$295K 0.01%
31,334
+4,970
+19% +$43.2K
NMFC icon
1090
New Mountain Finance
NMFC
$730M
$295K 0.01%
25,990
-25,628
-50% -$275K
CVBF icon
1091
CVB Financial
CVBF
$4.02B
$293K 0.01%
15,000
-15,000
-50% -$284K
FCVT icon
1092
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$293K 0.01%
5,977
+39
+0.7% +$1.73K
NRG icon
1093
NRG Energy
NRG
$25.2B
$293K 0.01%
+7,790
New +$256K
THQ
1094
abrdn Healthcare Opportunities Fund
THQ
$810M
$293K 0.01%
14,360
+3,511
+32% +$67.1K
AI icon
1095
C3.ai
AI
$1.65B
$291K 0.01%
+2,100
New +$282K
DNP icon
1096
DNP Select Income Fund
DNP
$4.1B
$291K 0.01%
28,326
+8,824
+45% +$90.4K
MCHI icon
1097
iShares MSCI China ETF
MCHI
$6.27B
$291K 0.01%
3,588
+30
+0.8% +$2.38K
TNL icon
1098
Travel + Leisure Co
TNL
$4.52B
$291K 0.01%
6,483
-127
-2% -$4.98K
INGR icon
1099
Ingredion
INGR
$6.6B
$289K 0.01%
+3,677
New +$284K
FAM
1100
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$288K 0.01%
+27,300
New +$274K
42 43
44
45 46

Similar funds

AC
Allstate Corporation Northbrook, Illinois $9.35B AUM 16.13% 1-Year Est. Return
NPT
National Philanthropic Trust Jenkintown, Pennsylvania $9.38B AUM 33.37% 1-Year Est. Return
PVI
Partners Value Investments Hamilton, Bermuda $9.34B AUM 12.2% 1-Year Est. Return
WPL
WINDACRE PARTNERSHIP LLC Houston, Texas $9.34B AUM 17.41% 1-Year Est. Return
IAA
Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return
RCM
RA Capital Management Boston, Massachusetts $9.44B AUM 157.3% 1-Year Est. Return
RCMNY
Rubric Capital Management (New York) New York $9.44B AUM 68.42% 1-Year Est. Return
SIM
SRS Investment Management New York $9.47B AUM 60.12% 1-Year Est. Return

Oppenheimer & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Oppenheimer & Co held 1,440 positions worth $4.74B, up 19% from $4B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co deployed $207M of net new capital in Q4 2020, opening 165 new positions and adding to 569 existing holdings. Its largest new stake was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was ProShares Short S&P500, an estimated $9.67M trimmed.

  • Oppenheimer & Co's largest Q4 2020 buy was State Street SPDR Bloomberg High Yield Bond ETF: 152,386 shares worth $16.6M.
  • Oppenheimer & Co added most to Vanguard Intermediate-Term Bond ETF in Q4 2020, an estimated $20.3M increase.
  • Oppenheimer & Co's biggest Q4 2020 reduction was ProShares Short S&P500, cutting an estimated $9.67M.
  • Oppenheimer & Co fully exited PagerDuty in Q4 2020, selling an estimated $2.96M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.74B portfolio in Q4 2020.
  • Oppenheimer & Co opened 165 new positions and closed 100 in Q4 2020.
  • Oppenheimer & Co's portfolio value rose 19% quarter-over-quarter to $4.74B.

Based on Oppenheimer & Co's 13F filing for Q4 2020, filed 11 Feb 2021.