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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPWR
1076
DELISTED
COMPUWARE CORP
CPWR
$258K 0.01%
23,977
-5,730
-19% -$59.8K
BMO icon
1077
Bank of Montreal
BMO
$128B
$257K 0.01%
3,850
-200
-5% -$13.6K
CPRT icon
1078
Copart
CPRT
$27.2B
$257K 0.01%
56,008
+8
+0% +$34
FISV
1079
Fiserv Inc
FISV
$27.5B
$257K 0.01%
+8,700
New +$235K
INCY icon
1080
Incyte
INCY
$24.7B
$257K 0.01%
5,085
-3,276
-39% -$143K
IRM icon
1081
Iron Mountain
IRM
$36.3B
$257K 0.01%
9,152
-2,164
-19% -$55.4K
LXP icon
1082
LXP Industrial Trust
LXP
$3.57B
$257K 0.01%
5,043
+1,136
+29% +$61.9K
PRU icon
1083
Prudential Financial
PRU
$42.1B
$257K 0.01%
2,786
-65
-2% -$5.55K
CPN
1084
DELISTED
Calpine Corporation
CPN
$257K 0.01%
+13,200
New +$257K
FTF
1085
Franklin Limited Duration Income Trust
FTF
$234M
$256K 0.01%
19,745
-14,028
-42% -$181K
VVR icon
1086
Invesco Senior Income Trust
VVR
$457M
$256K 0.01%
50,909
+5,572
+12% +$28.9K
CYT
1087
DELISTED
CYTEC INDS INC
CYT
$256K 0.01%
5,488
-20,914
-79% -$907K
NDAQ icon
1088
Nasdaq
NDAQ
$53.8B
$255K 0.01%
19,245
-690
-3% -$8.44K
PAYX icon
1089
Paychex
PAYX
$42.7B
$255K 0.01%
5,599
-1,016
-15% -$43.4K
VRE
1090
DELISTED
Veris Residential
VRE
$255K 0.01%
11,900
-3,163
-21% -$66.3K
HME
1091
DELISTED
HOME PROPERTIES, INC
HME
$255K 0.01%
+4,760
New +$267K
PNY
1092
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$255K 0.01%
7,677
+1,030
+15% +$34K
EMB icon
1093
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$254K 0.01%
2,346
-1,331
-36% -$145K
NHS
1094
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$254K 0.01%
19,161
+1,000
+6% +$13.2K
NYT icon
1095
New York Times
NYT
$10.4B
$254K 0.01%
16,000
-4,500
-22% -$61.2K
TEI
1096
Templeton Emerging Markets Income Fund
TEI
$323M
$254K 0.01%
18,672
+6,772
+57% +$96.6K
CIVI
1097
DELISTED
Civitas Resources
CIVI
$252K 0.01%
52
+10
+24% +$53.6K
MLI icon
1098
Mueller Industries
MLI
$15.4B
$252K 0.01%
32,000
– –
ALU
1099
DELISTED
Alcatel-Lucent
ALU
$252K 0.01%
57,227
-2,199
-4% -$8.64K
KS
1100
DELISTED
KapStone Paper and Pack Corp.
KS
$251K 0.01%
+9,000
New +$228K
42 43
44
45 46

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PVI
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RCM
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RCMNY
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.