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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEZ icon
1051
iShares US Oil Equipment & Services ETF
IEZ
$387M
$377K 0.01%
+15,676
New +$370K
TARS icon
1052
Tarsus Pharmaceuticals
TARS
$3.03B
$374K 0.01%
+21,021
New +$372K
FYX icon
1053
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$373K 0.01%
4,624
+114
+3% +$9.62K
PII icon
1054
Polaris
PII
$4.01B
$372K 0.01%
3,569
-55
-2% -$6.53K
SPH icon
1055
Suburban Propane Partners
SPH
$1.18B
$370K 0.01%
23,045
-290
-1% -$4.28K
FLEX icon
1056
Flex
FLEX
$45.2B
$368K 0.01%
18,123
+660
+4% +$13.4K
DISH
1057
DELISTED
DISH Network Corp.
DISH
$368K 0.01%
62,850
+7,200
+13% +$49.1K
VDC icon
1058
Vanguard Consumer Staples ETF
VDC
$7.92B
$368K 0.01%
2,013
-156
-7% -$30.1K
FSD
1059
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$367K 0.01%
34,262
+1,907
+6% +$21.3K
NET icon
1060
Cloudflare
NET
$110B
$367K 0.01%
5,817
-100
-2% -$6.4K
PUMP icon
1061
ProPetro Holding
PUMP
$1.44B
$366K 0.01%
+34,430
New +$342K
LAC
1062
DELISTED
Lithium Americas Corp. Common Shares
LAC
$366K 0.01%
21,509
-852
-4% -$16.1K
VOOV icon
1063
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$365K 0.01%
2,457
+687
+39% +$107K
TAN icon
1064
Invesco Solar ETF
TAN
$1.38B
$365K 0.01%
7,039
-5,604
-44% -$345K
K
1065
DELISTED
Kellanova
K
$364K 0.01%
6,511
+284
+5% +$16.9K
CGGR icon
1066
Capital Group Growth ETF
CGGR
$25B
$364K 0.01%
14,837
+4,752
+47% +$121K
BPT
1067
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$363K 0.01%
+50,785
New +$322K
DLO icon
1068
dLocal
DLO
$4.08B
$363K 0.01%
+18,930
New +$322K
XAR icon
1069
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.6B
$363K 0.01%
3,237
-106
-3% -$12.7K
ICE icon
1070
Intercontinental Exchange
ICE
$84.5B
$362K 0.01%
3,290
-387
-11% -$44.3K
FMB icon
1071
First Trust Managed Municipal ETF
FMB
$2.06B
$362K 0.01%
7,398
– –
NCLH icon
1072
Norwegian Cruise Line
NCLH
$8.58B
$361K 0.01%
21,933
-853
-4% -$15.7K
HE icon
1073
Hawaiian Electric Industries
HE
$2.06B
$358K 0.01%
29,100
+19,500
+203% +$474K
MNDY icon
1074
monday.com
MNDY
$3.68B
$358K 0.01%
2,246
+689
+44% +$116K
DG icon
1075
Dollar General
DG
$26.5B
$358K 0.01%
3,380
-1,761
-34% -$263K
41 42
43
44 45

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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.